IM-10302. Related Counterclaim
This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.
As used in Rule 10302, the term "related Counterclaim" shall mean any Counterclaim related to a customer's accounts with a member.
|Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Selected Notice: 08-57.