For updates and guidance related to COVID-19 / Coronavirus, click here.

Displaying 11021 - 11030 of 11074 Results
About FINRA
Office of the Chief Economist
June 8, 2017
Office of the Chief Economist The Office of the Chief Economist was created in 2013 to conduct research and analysis in support of FINRA’s rulemaking and policy agendas. The Office works closely with the Office of General Counsel and…
Investor Education
What's New for Investors
September 13, 2019
What's New for Investors FINRA Launches Educational Initiative Aimed at Newer Investors FINRA and FINRA Foundation Issue Special Notice Soliciting Comment on Ways to Reach and Educate Novice Investors When it comes to financial…
Investor Education
Retirement
Retirement The CARES Act of 2020 provides relief for businesses and consumers related to the coronavirus pandemic. For more information, read our article on the topic. Saving for retirement, and managing income once you retire, are two…
Investor Education
In a Search for Safety, Be Alert for Imposters
June 26, 2020
Fraud In a Search for Safety, Be Alert for Imposters June 26, 2020 FINRA Staff…
Investor Education
Retirement Isn't Free—But Your 401(k) Match Is
July 14, 2021
Retirement Retirement Isn't Free—But Your 401(k) Match Is July 14, 2021 FINRA Staff…
Investor Education
Smart Automatic Retirement Plan Investing
October 24, 2014
Smart Automatic Retirement Plan Investing Retirement Saving Made Easy As a participant in an automatic 401(k), 403(b), the federal Thrift Savings Plan or other retirement savings plan, you are part of a growing trend in saving for…
Investor Education
Got a Raise? Make the Most of It With These 4 Tips
January 16, 2018
Investor Tips Got a Raise? Make the Most of It With These 4 Tips January 16, 2018 Kaitlyn Kiernan…
Filing and Reporting
FINRA Contact System
January 30, 2017
FINRA Contact System Overview The FINRA Contact System (FCS) was redesigned and moved to Contacts in FINRA Gateway in mid-July 2021. The update includes improved workflows, easy access to key FINRA staff contacts and an intuitive look…
Article
FCS Redesign FAQ
FCS Redesign FAQ 1. Where do I access the new FINRA Contact System? The FCS can be accessed from FINRA Gateway by clicking on the Contacts icon in the left navigation panel. 2. What information is included in the Contacts section of…
AppSupportDoc
FINRA Contact System (FCS) - Instructions & Help
FINRA Contact System (FCS) - Instructions & Help FINRA rules require that member firms maintain a list of firm contacts in the FCS. You should update your firm's contact information within 30 days whenever changes occur and confirm…