BEGIN:VCALENDAR PRODID:-//Microsoft Corporation//Outlook 16.0 MIMEDIR//EN VERSION:2.0 METHOD:PUBLISH X-MS-OLK-FORCEINSPECTOROPEN:TRUE BEGIN:VEVENT CLASS:PUBLIC CREATED:20220818T185636Z DESCRIPTION:Starting Oct. 17\, firms can submit Forms U5 and BR Termination filings with a termination date of Dec. 31. Submitting these filings allo ws firms to request termination of registrations in advance. Registrations terminated through these post-dated filings before Preliminary Statements are generated will not be included.\n\n\nLearn more: https://www.finra.or g/renewal This information is provided as a convenience to firms and may n ot be a complete listing of all of a firm's regulatory and compliance fili ng requirements. Firms must do their own due diligence to ensure that they comply with all of their regulatory and filing requirements and their rel iance on this report does not create a safe harbor from a firm's regulator y responsibilities.\n DTEND;VALUE=DATE:20221017 DTSTAMP:20201019T132758Z DTSTART;VALUE=DATE:20221017 LAST-MODIFIED:20220818T185636Z PRIORITY:5 SEQUENCE:0 SUMMARY;LANGUAGE=en-us:Begin Preparing Post-Dated Forms U5 and BR Closing/W ithdrawal Filings TRANSP:TRANSPARENT UID:calendar.178686.field_event_time@edit.acquia.catnmsplan.com X-ALT-DESC;FMTTYPE=text/html:

Starting Oct. 17\, firms can s ubmit Forms U5 and BR Termination filings with a termination date of Dec. 31. Submitting these filings allows firms to request termination of regist rations in advance. \;Registrations terminated through these post-date d filings before Preliminary Statements are generated will not be included .

Learn more: https://www.finra.org/renewal This information i s provided as a convenience to firms and may not be a complete listing of all of a firm's regulatory and compliance filing requirements. Firms must do their own due diligence to ensure that they comply with all of their re gulatory and filing requirements and their reliance on this report does no t create a safe harbor from a firm's regulatory responsibilities.

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