BEGIN:VCALENDAR PRODID:-//Microsoft Corporation//Outlook 16.0 MIMEDIR//EN VERSION:2.0 METHOD:PUBLISH X-MS-OLK-FORCEINSPECTOROPEN:TRUE BEGIN:VEVENT CLASS:PUBLIC CREATED:20220818T185715Z DESCRIPTION:Starting Nov. 1\, firms can initiate Forms BDW and ADV-W filing s with a termination date of Dec. 31. Submitting these filings allows firm s to request termination of registrations in advance. Registrations termi nated through these post-dated filings before Preliminary Statements are g enerated will not be included.\n\n\nLearn more: https://www.finra.org/rene wal This information is provided as a convenience to firms and may not be a complete listing of all of a firm's regulatory and compliance filing req uirements. Firms must do their own due diligence to ensure that they compl y with all of their regulatory and filing requirements and their reliance on this report does not create a safe harbor from a firm's regulatory resp onsibilities.\n DTEND;VALUE=DATE:20221101 DTSTAMP:20201019T132839Z DTSTART;VALUE=DATE:20221101 LAST-MODIFIED:20220818T185715Z PRIORITY:5 SEQUENCE:0 SUMMARY;LANGUAGE=en-us:Begin Preparing Post-Dated Forms BDW and ADV-W TRANSP:TRANSPARENT UID:calendar.178676.field_event_time@edit.acquia.catnmsplan.com X-ALT-DESC;FMTTYPE=text/html:

Starting Nov. 1\, firms can in itiate Forms BDW and ADV-W filings with a termination date of Dec. 31. Sub mitting these filings allows firms to request termination of registrations in advance. \; Registrations terminated through these post-dated fili ngs before Preliminary Statements are generated will not be included.

Learn more: https://www.finra.org/renewal This information is prov ided as a convenience to firms and may not be a complete listing of all of a firm's regulatory and compliance filing requirements. Firms must do the ir own due diligence to ensure that they comply with all of their regulato ry and filing requirements and their reliance on this report does not crea te a safe harbor from a firm's regulatory responsibilities.

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