BEGIN:VCALENDAR PRODID:-//Microsoft Corporation//Outlook 16.0 MIMEDIR//EN VERSION:2.0 METHOD:PUBLISH X-MS-OLK-FORCEINSPECTOROPEN:TRUE BEGIN:VEVENT CLASS:PUBLIC CREATED:20220818T185839Z DESCRIPTION:FINRA-registered firms should ensure payment is received and po sted to your account by this day. Money can be deposited directly into you r firm’s Renewal Account\, or firms may rely on FINRA to transfer the mo ney from your firm's Flex-Funding Account that begins Dec. 12. In order to take advantage of this transfer\, the complete amount due for renewals mu st be available in your firm’s Flex-Funding Account. See the Renewal Pay ment Options page for more information.\n\n\n\nFirms must pay the entire a mount assessed on the Preliminary Statement. Failure to remit full payment of their Preliminary Statement to FINRA by Dec. 12\, 2022\, may cause FIN RA-registered firms to be subject to a late fee.\n\nLearn more: https://ww w.finra.org/renewal This information is provided as a convenience to firms and may not be a complete listing of all of a firm's regulatory and compl iance filing requirements. Firms must do their own due diligence to ensure that they comply with all of their regulatory and filing requirements and their reliance on this report does not create a safe harbor from a firm's regulatory responsibilities.\n DTEND;VALUE=DATE:20221212 DTSTAMP:20201019T132908Z DTSTART;VALUE=DATE:20221212 LAST-MODIFIED:20220818T185839Z PRIORITY:5 SEQUENCE:0 SUMMARY;LANGUAGE=en-us:Ensure Full Payment is Available in Renewal or Flex- Funding Account by This Date TRANSP:TRANSPARENT UID:calendar.178696.field_event_time@edit.acquia.catnmsplan.com X-ALT-DESC;FMTTYPE=text/html:

FINRA-registered firms should ensure payment is r eceived and posted to your account by this day. Money can be deposited dir ectly into your firm’s Renewal Account\, or firms may rely on FINRA to t ransfer the money from your firm's Flex-Funding Account that begins Dec. 1 2. In order to take advantage of this transfer\, the complete amount due f or renewals must be available in your firm’s Flex-Funding Account. See t he Renewal Payment Options page for more information.



Firms must pay the entire amount assessed on the Preliminary Statement. Failure to remit full payment of their Preliminary Statement to FINRA by Dec. 12\ , 2022\, may cause FINRA-registered firms to be subject to a late fee.


Learn more:
https://www.finra.org/renewal Thi s information is provided as a convenience to firms and may not be a compl ete listing of all of a firm's regulatory and compliance filing requiremen ts. Firms must do their own due diligence to ensure that they comply with all of their regulatory and filing requirements and their reliance on this report does not create a safe harbor from a firm's regulatory responsibil ities.

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