BEGIN:VCALENDAR PRODID:-//Microsoft Corporation//Outlook 16.0 MIMEDIR//EN VERSION:2.0 METHOD:PUBLISH X-MS-OLK-FORCEINSPECTOROPEN:TRUE BEGIN:VEVENT CLASS:PUBLIC CREATED:20220818T190019Z DESCRIPTION:The CRD/IARD system shuts down for the year at 11 p.m. on Dec. 22. Firms should ensure that they perform the following activities before the shutdown occurs:\n\n Submit registration filings. This includes terminating any registrations that firms do not want to renew for 2023.\n \n Finalize any E-Bill renewal payments or transactions. Firms that missed the payment deadline must ensure that renewal funds are posted by this date. At 6 p.m. ET\, any unpaid Preliminary Statement will result in jurisdictions automatically terminating registrations for failing to renew . In addition\, failing to renew will result in the inability to conduct b usiness in these jurisdictions effective Jan. 1\, 2023.\n\n Print a nd/or save renewal reports in CRD/IARD. On Jan. 2\, Preliminary Statement reports will be replaced with Final Statement reports.\n\n Several CRD/IARD system outages occur during the Renewal Program. See the CRD/IARD Availability page for details.\n\n\nLearn more: https://www.finra.org/ren ewal This information is provided as a convenience to firms and may not be a complete listing of all of a firm's regulatory and compliance filing re quirements. Firms must do their own due diligence to ensure that they comp ly with all of their regulatory and filing requirements and their reliance on this report does not create a safe harbor from a firm's regulatory res ponsibilities.\n DTEND;VALUE=DATE:20221223 DTSTAMP:20201019T132928Z DTSTART;VALUE=DATE:20221222 LAST-MODIFIED:20220818T190019Z PRIORITY:5 SEQUENCE:0 SUMMARY;LANGUAGE=en-us:Submit Filings and Payments Before the 2022 Deadline at 11 p.m. ET TRANSP:TRANSPARENT UID:calendar.178701.field_event_time@edit.acquia.catnmsplan.com X-ALT-DESC;FMTTYPE=text/html:

The CRD/IARD system shuts down for the year at 11 p.m. on Dec. 22. Firms should ensure that they perform the following acti vities before the shutdown occurs:

 \; \; \; \;&nbs p\; \; \; Submit registration filings. This includes terminating a ny registrations that firms do not want to renew for 2023.

 \;& nbsp\; \; \; \; \; \; Finalize any E-Bill renewal paym ents or transactions. Firms that missed the payment deadline must ensure t hat renewal funds are posted by this date. At 6 p.m. ET\, any unpaid Preli minary Statement will result in jurisdictions automatically terminating re gistrations for failing to renew. In addition\, failing to renew will resu lt in the inability to conduct business in these jurisdictions effective J an. 1\, 2023.

 \; \; \; \; \; \; \; Pri nt and/or save renewal reports in CRD/IARD. On Jan. 2\, Preliminary Statem ent reports will be replaced with Final Statement reports.

 \;& nbsp\; \; \; \; \; \; Several CRD/IARD system outages occur during the Renewal Program. See the CRD/IARD Availability page for d etails.


Learn more:
https://www.finra.org/renewal This information is provided as a conve nience to firms and may not be a complete listing of all of a firm's regul atory and compliance filing requirements. Firms must do their own due dili gence to ensure that they comply with all of their regulatory and filing r equirements and their reliance on this report does not create a safe harbo r from a firm's regulatory responsibilities.

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