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Version: Release 2020.04 (last updated on 08/28/2019)
The POST EXAMS report contains the requesting firm's representative exam results for a specific date. The data download contains exam results for Continuing Education (CE) and non-CE exams.
The Criteria describes the selection criteria used to in processing this feed.
The Exams node contains a collection of representatives' exam results that are employed by the requesting firm as of the report day.
The Criteria describes the selection criteria used in processing this feed.
Firm CRD # for processing this feed.
Reporting date for processing this feed (YYYY-MM-DD).
Indicates whether SSN would be included in the report.
The Exams node contains a collection exam results for individuals that are employed by the requesting firm as of the report day.
The Exam node contains one of many representatives' exam results that are employed by the requesting firm as of the report day.
The Exam node contains one of many representatives' exam results that are employed by the requesting firm as of the report day.
The Name node contains common name information.
The enrollment ID for this exam or session.
Representative's Employment Billing Code.
Individual's CRD #.
Individual's Social Security #.
The exam code.
The Exam Grade.
Exam score.
Date of Exam Taken (YYYY-MM-DD).
Exam status code for scheduled exams, CE status code for CE
Date of Exam Status (YYYY-MM-DD).
CE Foreign Deferred: Indicates whether CE session is foreign deferred
CE Military Deferred: Indicates whether CE session is military deferred
Date and time the exam was updated.
The individual's last name.
The individual's first name.
The individual's middle name.
The individual's suffix.
The exam code.
Allowed values(code-description) are:
SIE-SIE
S3-S3
S4-S4
S5-S5
S6-S6
S6TO-S6TO
S7-S7
S7TO-S7TO
S7A-S7A
S7B-S7B
S9-S9
S10-S10
S11-S11
S12-S12
S14-S14
S14A-S14A
S15-S15
S16-S16
S17-S17
S19-S19 (New Exam effective 2016_04)
S21-S21
S22-S22
S22TO-S22TO
S23-S23
S24-S24
S25-S25 (Expired on 2016_04)
S26-S26
S27-S27
S28-S28
S30-S30
S31-S31
S32-S32
S33-S33
S34-S34
S37-S37
S38-S38
S39-S39
S42-S42
S44-S44
S45-S45
S46-S46
S48-S48
S49-S49
S50-S50
S51-S51
S52-S52
S52TO-S52TO
S53-S53
S54-S54 (effective 11/04/2019)
S55-S55
S56-S56
S57-S57
S57TO-S57TO
S62-S62
S63-S63
S65-S65
S66-S66
S72-S72
S79-S79
S79TO-S79TO
S82-S82
S82TO-S82TO
S86-S86
S87-S87
S99-S99
S99TO-S99TO
S101-S101
S106-S106
S201-S201
S501-S501
S901-S901
G43-G43
G51-G51
The Exam Grade.
Allowed values(code-description) are:
EXPIRED - Exam Grade Expired
FAILED - Failed
LATE_CANCEL - Late Cancel
NO_SHOW - No Show
OFFICIAL_RESULT - Official Result
OFFICIAL_WAIVR - Official Waiver
PASSED - Passed
WITHDRAW - Withdraw
ADMIN_COMPLETE - CE Grade Administrative Completion
CMPLT - Complete
FOREIGN_DEFERRAL - Foreign Deferral (Note: This is a only used in Previous CE Sessions. Current CE sessions use the frgnDfrdFl attribute)
MILITARY_DEFERRAL - Military Deferral (Note: This is a only used in Previous CE Sessions. Current CE sessions use the mltryDfrdFl attribute)
GRDTD - Graduated (Note: This is a legacy CRD status only used in old converted records)
INCMP - Incomplete
SPNDD - Suspended (Note: This applies only for historical records)
The Exam Status.
Allowed values are:
CREDIT - Credit
EXPIRED - Window Expired
OFFICIAL_RESULT - Official Result
OFFICIAL_WAIVR - Official Waiver
WITHDRAW - Exam Withdraw
CEINACTIVE - CE Inactive
GRADUATED - CE Graduated
NOCESTATUS - CE No Status
SATISFIED - CE satisfied
REQUIRED - CE required
2YEARTERMED - 2 yr termed
CE2YEARTERMED - CE 2 yr termed