FINRA Form |
Type of Subordination |
SEA Rule 15c3-1(d) Debt-Equity Treatment |
Type of Lender |
Maturity |
|---|---|---|---|---|
| SL_31D | Cash Borrowing | Debt | Generally unrestricted | 1 Year Minimum |
| SL_31E | Cash Borrowing | Equity | Partner/Stockholder | 3 Year Minimum (Debt treatment in last 12 months) |
| SL_31T | Cash Borrowing | Debt (Temporary) | Generally unrestricted | 45 Day Maximum |
| SDN_32D | Secured Demand Note Agreement | Debt | Generally unrestricted | 1 Year Minimum |
| SDN_32E | Secured Demand Note Agreement | Equity | Partner/Stockholder | 3 Year Minimum (Debt treatment in last 12 months) |
| SDN_32T | Secured Demand Note Agreement | Debt (Temporary) | Generally unrestricted | 45 Day Maximum |
| REV_33R | Revolving Cash Borrowing | Debt | Qualified Lender | 1 Year Minimum (from the end of the Credit Period) |
| Non-Standard Debt | Non-Standard | Debt | Generally unrestricted | 1 Year Minimum |
| Non-Standard Equity | Non-Standard | Equity | Partner/Stockholder | 3 Year Minimum (Debt treatment in last 12 months) |
| Non-Standard Revolver | Non-Standard Revolving Cash Borrowing | Debt | Qualified Lender | 1 Year Minimum (from the end of the Credit Period) |