N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Georgia Wallace 92-01343 Name of Respondents Prudential Securities Inc Robert Bonwell For Claimant Georgia Wallace ("Claimant"): Mitchell C. Green, a sole practitioner. For Respondents Prudential Securities Inc. ("PSI") and Robert BonweO ("Bon well"): Peter Byer, ofPSI. CASE INFORMATION Statement of Claim filed: April 1

Arbitration N.A.S.D. AWARD National AModatton of Securities Dealer*, Inc. NATIONAL ASSOCIATION OF SECURITIES DEALERS NASD Financial Center 33 Whitehall Street -——— — : New York, N.Y. 10004 In the Matter ot the Arbitration Between FAX (212) 858-4389 Name of Claimant Jerry Bensinger 92-01337 Name of Respondents Prudential Securities Inc Jeffrey Moruzzi Nfunzio Garzino REPRESENTATION For Claimant Jerry Bensinger ("Cl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Walter J. Belinski vs. Case # 92-01336 Name of Respondents Kinlaw Securities Corporation Joe D. Kinlaw Wilbur Anthony Westmoreland REPRESENTATION For Claimant, Walter!. Belinski ("Claimant"), Timothy J. O'Connor, Esq., from the law firm of Ainsworth, Sullivan. For Respondents, Kinlaw Securities Corporation ("KSC"), Joe

\ N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of fee Arbitration Between Robert A. Hammers 92-01334 J. Gregory & Company* Inc. James O. Mongno, Estate of James 0. Mongno, Patrick Mongno, Executor Wuxen R. Schieiber Stuart MCohw DknneA. Bprden For Claimant, Robert A. Hammers ("Hammers"); Katfu Nekvafttl, E«q. of Goodman & Nekvatil, P. A., Safety Harbor, Florida. For Respondent, J. Gregory & Company, Inc

V.A.S.D. AWARD NATIONAL ASSOCIATION < >F SECURITIES DEALERS !n < ne Matter or the Arbitration Between Name or Claimant Nick Fern 92-W331 Name or Respondent Bear Steams & Company Edward T. O'Connor REPRESENTATION Claimant Nick Fern ("Claimant') was represented by Anthony J. Horn. Esq.. Respondents Bear Stearns & Company ('Bear Steams") and Edward T. O'Connor i "O'Connor' were represented by James M. Hubbert. Esq. or Bear Sterns & Company.

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-03170 Sherry Calmalat, claimant vs. Jeff Bailey, Mike Speer, and Don Bishop respondents. ATTORNEYS: Claimant Sherry Calmalat appeared Pro Se., Henderson, Nevada. For Respondents Jeffrey Bailey ("Bailey") and Michael W. Speer ("Speer"), Gregg A. Johnson, Esq., San Diego, California. Respondent Don Bishop ("Bishop"), appeared Pro Se., Denver, Colorado. DATE

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Alanna P. Tait 92-01328 Name of Respondent Merrill Lvnch Pierce Fenner & Smith Inc REPRESENTATION For Claimant: Arnold Weiss. Esq. of Raichle, Banning, Weiss & Stephens. For Respondent: Elizabeth G. Armstrong, Esq. of Merrill Lynch Pierce Fenner & Smith Inc. CASE INFORMATION Statement of Claim filed: April 10. 1992. Cla

N.A.S.D. AWARD ASSOCXKniCtI OF .*«!f«]('ii[ji'i'i uti DH3UERS In the Matter of the Arbitration Between NaneofCladjnant Michael Davis, Executor, Estate of Cpel Lea Davis NASD Mo. 92-01313 Name of Resrxmdmta Dean Hitter Reynolds, loo. Cheryl Sisas Marian Buljan For Claimant: Richard Sacks, luveaUua Recovery Services, Nbvato, Ca. For Respondents: David Restiano, Esq. Dean Hitter Reynolds, Inc. Statement of rialm filed: April 15, 139

N.A.S.D. AWARD MATIONAL ASSOCIATION QF SECURITIES DEALERS. TNC. In the matter of the Arbitration Between Name of Claimant* (s\ Phillip R. Nicholson of Resondent ( a ) NASD Arbitration No. 92-01316 Stratton Oakmont, Inc. Jeffrey Honigman For Claimant ; Irving M. Einhorn, Esq., Einhorn & Edgerton, Los Angeles, California For Respondent Stratton Oajcmont, Inc.: David M. Greenberg, Esq., San Francisco, California For Respondent Jeffr

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants Frances Marinoni Rita D. Marinoni Patricia Morley and 92-01313 Name of Respondents R.A. Johnson & Company, Inc. Charles Suzuki Derek Uyeno Chris C. Johnson Claire Singleton Ronald A. Johnson OF PARTIES Frances Marinoni, Rita D. Marinoni & Patricia Morley ("Claimants") were represented by Eric G. L