PUBLIC NATIONAL ASSOCIATION 0? SECURITIES DEALERS, INC. In the Matter of the Arbitration Beti Capital Investment 'Group, Use. Claimant vs. Weeks Worsley Respondent CASK CASK i92-O113O- In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1992, Claimant, Capital Investment Group, Inc. by and through Hal Bddins, alleged that on December 20, 1991, Hal Bddina, Assistant Vice President, was contacted by

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Robert C. Hansen, TTEE Claimant vs. PaineWebber, Inc. Edward H. Murphy Respondents CASE #92-01129 AHARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1992, Claimant Robert C. Hansen, who appeared Pro Se, alleged that on January 8, 1992 he met with Respondent Edward H. Murphy o

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 99-03148 Linda Pinsky-Wolkoff and Noreen Snyder Name of the Respondents Hearing Site: Chicago, Illinois Everen Securities, Inc., n/k/a Wachovia Securities, Inc. and George M. Walker REPRESENTATION OF PARTIES Claimants Linda Pinsky-Wolkoff and Noreen Snyder were represented by Kirk Reasonover, Esq. of the firm Lamothe & Hamilton located in N

PUBUC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #92-01127 AWARD In the Matter of the Arbitration Between James P. Grain Claimant vs. Dean Witter Reynolds, Inc. Jorge Venegas Respondents CASE gUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1992, Claimant James P. Crain, who appeared Pro Se, alleged that Respondents Dean Witter Reynolds, Inc. and Jorge Venegas gave him

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant!s> Selfridge Plating Inc.. Howard Studaker 92-01123 Name of Respondents) Chubb Securities Corporation William F. Purest REPRESENTATION For Claimants Selfridge Plating Inc.. Howard. Wanda & Craig Studaker TTEES: David M. Black. Esq. of Summers. Schwartz. Silver & Schwartz. For Respondent Chubb Securities: Michael G, Vartaini

N.A.S.D. AWARD N'ATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Max Levine. Jeffrey Hubbs & Abraham Manber 92-01122 vs. Name of Respondents Sunpoim Securities. Inc. Michael Ainbmder REPRESENTATION For Claimants: Kenneth A. Elan. Esq. For Respondents: Cynthia DiBaitolo of the law firm of Singer & DiBartolo. CASE INFORMATION Statement of Claim filed: March 31. 1992. Clai

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. CASH #92-01102 AWARD In the Matter of the Arbitration Between William Mazur Claimant vs. Shearson Lehman Brothers, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 30, 1992, Claimant William Mazur who appeared Pro Se, alleged that in 1989 he opened an account with Mr. Goria, Financial Consultant with Respondent

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Gerhard Kohlmann 92-01101 Name of Respondent Dean Witter Reynolds Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers. Inc. on March 30. 1992. Claimant Gerhard Kohlmann who appeared Pro Se, alleged that Respondent Dean Witter Reynolds. Inc. sent a check from the sale of his Cornerst

PUBUC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Richard Albert Saul Claimant vs. Wedbush Morgan Securities, Inc. Douglas V. Myhra Respondents CASK §92-01100 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 30, 1992, Claimant Richard Albert Saul, who appeared Pro Se, alleged that Respondents Wedbush Morgan Securities, Inc. and

N.A.S.D. AWARD NATIONAL ASSOCIATION OF In the Matter of the Arbitration Between Name o Janet Perry Matz NASD Arbitration No.92-01089 Name of Respondentf s> Srniin Barney, Harris (Jpham & Co., Inc. Jay Helle For Claimant: Timothy C. Karen, Esq., San Diego, California For Respondent: Judith C. Greene, Esq. , Smith Barney, Harris Upham & Co. , Inc. , New York, New York CASE INFORMATION • » Statement of Claim filed: March 26, 199