PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Lena M. Davidson, Principal Jack R. Davidson, Agent POA vs. Shearson Lehman Brothers, Inc. Chris Myer Respondents Claimants CASE #92-01059 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 25, 1992, Claimants Lena M. Davidson by Jack. R. Davidson, POA, alleged that Respondent Sh

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. hi the Matter ;< r the Arbitration Between William C. Hansen I Claimant CASE #92-01057 AWARD \ s. Boh Colvin Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers. Inc. on March 25. 19Q2. Claimant William C. Hansen who appeared Pro Se. alleged tbat Respondent Bob Colvin or the firm of Dean Witter Reynolds. Inc. was negligent by n

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS la tt\e Matter of the Arbitration Between Maine of' Claimantis) Henry A. and Susan B. Shevitz 02-01055 Name of Respondents ) Pnidenttal Securities Inc Marvin Zucker For Claimant: Henry A. Shevitz. pro-.se. For Respondents. Prudential Securities. Inc. and Marvin Zucker: Gerard Kowaiski. Esq. of Prudential Securities. Inc. CASE INFORMATION Statement or Claim filed: March 23. 199

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Thelma A. Bellio 92-01053 Name of Respondents Prudential Securities Inc Melvin Harris CASE SUMMARY In a claim filed with the National Association of Securities Dealers. Inc. on March 25. 1992. Claimant Thelma A. Bellio. who appeared Pro Se. alleged that Respondent Prudential Securities, Inc.. through its register

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 99-03145 Philip Myers and Kenneth Robins, JTWROS, claimants vs. Salomon Smith Barney, Inc., respondent. ATTORNEYS: Claimants, Philip Myers and Kenneth Robins, JTWROS, ("Claimants"), appeared Pro Se., Los Angeles, CA. For Respondent, Salomon Smith Barney, Inc., ("Respondent"), appeared Ann Parry, Esq., First Vice President, Associate General Counsel, Salomon Smith Barney, Inc. New York

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In. the Matter of the Arbitration Between Hillary L. Strickland Luana D. Strickland vs. Alfred J. Small First Choice Securities Corp. Claimants CASE #92-01048 ANABD Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 24, 1992, Claimants Hillary and Luana Strickland, who appeared Pro Se, alleged that Respondents, Fi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) Neil S. and Barbara Saltzman 92-01044 Name of Respondent^ Shearson Lehman Brothers. Inc. For Claimants Neil and Barbara Saltzman: Claimants appeared Pro Se. For Respondent Shearson Lehman Brothers, Inc.: Paul Williams, Esq. of Schupbach. Williams & Pavone. CASE INFORMATION Statement of Claim filed: March 23. 1992. Cla

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dorothy R. Kealy 92-01043 Name of Respondents John Moylan PirsTier Securities Services Inc. Invest Financial Corporation REPRESENTATION For Claimant at the hearing: Patrick M. Flood, Esq. of Omaha, Nebraska. For Respondent FirsTier Securities Service, Inc. at the hearing: Henry E. Pfeiffer, Esq. of Omaha, Nebraska.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Perry M. Perlman Case# vs. 92-01041 Name of Respondents Joann Hyman Corporate Securities Group Inc. REPRESENTATION For Claimant, Perry M. Perlman ("Claimant"), Ronald A. Markowitz, Esq. from the law firm of Markowitz. Markowitz & Piro. For Respondents, Corporate Securities Group, Inc. ("CSG") and Joann Hyman ("Hyman"),

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ronald Chabal, William Allison, Charles Anderson & Nancy Anderson, Patrick Anderson, John Chadwick, Hector Correa, Jeffrey Daise & Anita Daise, Thomas OriscoU, Harold Qranzow, David Hixenbaugh & Susan Hixenbaugh, Susan Holbrook, Gerald Hudac, Ray Jones, Georgette Murray, Karen Kasiroirsky, Chester Kasimirsky, Norma J. Kasimirsky, Howard Kel