N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Clairnants Patrick H. & Gloria A. Seay 92-00830 Name of Respondents J.W. Gam and Associates. Inc. J.w. Gam Financial. Inc. Sandra L. Solomon Salvatore A. Venezia Eric John Russell Craig R. Wilson Ross N. Lichter For Claimants Patrick H. and Gloria A. Seay {"Claimants"): Patrick H. Seay For Respondents Sandra L. Solomon (

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between N T ame or Claimants Paul A. & Edna R. Paradise ^2-00827 Name of Respondents PaineWebber. Inc. Mary Kenney REPRESENTATION Claimants Paul A. & Edna R. Paradise ("Claimants") were represented by Anthony J. Horn. Esq. Respondents PaineWebber. Inc. f"PaineWebber") and Mary Kehney rKenney"): herein collectively referred to as Respond

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Linda. Julie & Andrew Petitti Case # v. 92-00822 Name of Respondents Norstar Brokerage Corporation Robert T. Lowe Meal Boshnak Robert Rosencrantz REPRESENTATION For Claimants. Linda and Julie and Andrew Petitti ("Claimant"), Robert S. Sinsheimer. Esq., from the law firm of Sinsheimer. Levine & Hurvitz. For Resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Cjaimant(s) Michael S. Belen vs. 92-00816 Name of Respondents) Marsh. Block & Co.. Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 6, 1992. Claimant Michael S. Belen, who appeared Pro Se, alleged that on May 7. 1991 he purchased 500 shares of IABSF at $2 5/8 per share and subsequentl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECTTttmES DEALERS In the Matter of the Arbitration Between Name of Claimant Herbert W. Morgan NASD Arbitration No. 92-00812 Name of Respondent Fidelity Investments REPRESENTATION For Claimant: Kyle Kennelly, Esq. - Greenbaum & Ferentz - Newport Beach, Ca. For Respondent: Michael A. Firestein, Esq. - McCambridge, Deixler, Marmaro & Goldberg - Los Angeles, Ca. CASE INFORMATION Statement of Cl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS PUBLIC In the Matter of the Arbitration Between Name of Claimant(s) Wilbur & Beatrice Schreiber vs. 92-00808 Name of Respondent^) Prudential Securities Inc Ed O'Neill CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 6, 1992. Claimants Wilbur & Beatrice Schreiber. through their representative Paul N. Young of Securities Arbitration Gr

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between o (Claimant Dianne Cook * 92-00801 >fame of Respondents Merrill Lynch, Pierce Fenner & Smith Inc. and Derwin L. Vandergriff RRPRESF.NTATION Dianne Cook ("Claimant") was represented by James R. McKoon, Esq. and Michael Richards, Esq. of Heiskell, Donelson, Bearman, Adams, Williams, & Caldwell, Chattanooga, Tennessee. Merrill Lynch, Pierce, F

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants Maxine Chappell Ann S. Holman Case No. 99-03094 Name of Respondent Sunset Financial Services, Inc. REPRESENTATION OF PARTIES For Maxine Chappell ("Chappell") and Ann S. Holman ("Holman"), hereinafter collectively referred to as "Claimants": Thomas L. Krebs, Esq. of Ritchie & Rediker, L.L.C., Birmingham, Alabama. For Sunset Financial Servic

PUBl/C NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In Che Matter of the Arbitration Between Roy J. Adams, TTBB, Roy J. Adams u/a/d 1/2/90 Roy J. Adams, TTBB, Roy J. Adams u/a/d 2/5/90 Roy J. Adams, Executor, Estate of Alfrec 0. Adams Claimant CASE f92-00797 vs. AMMO) Shearson Lehman Brothers, Inc. Respondent CASK SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 5, 1992, Claimant Roy J.

N.A.S.D.AWAW, NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant " - Jerome Beckman vs. 92-00793 Shearson Lehman Brothers. Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers. Inc. on March 5, 1992, Claimant Jerome Bflckman who appeared Pro Se. alleged that there was no continuity in the managing of his account at Respondent Shearson Lehman Hutton, Inc. and his