N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NjuneofClaimants Charles H. Wilkinson & Harry Taylor 92-00636 Name of Respondents PaineWebber Incorporated Oppenheimer & Co., Inc. REPRESENTATION For Claimants: Charles H. Wilkerson and Harry Taylor were represented by Stuart C. Goldberg, Esq., of the Law Offices of Stuart C. Goldberg, Esq., located in Austin, Texas. For Respondents: Oppenh

N.A.S.D. MATTONAT. ASSOCIATION OF SECURITIES DEALERS. TNC. In the matter of the Arbitration Between Dean Witter Reynolds, Inc. NASD Arbitration No. 92-00633 Name of Respondent(&} Darwin Hostelley RgpRgSBMTATTQK For Claimant: Jay Cutler, Esq., Dean Witter Reynolds, Inc., San Francisco, California For Respondent: Darwin Hostelley, Honolulu, Hawaii INFORMATION Statement of Claim filed: February 19, 1992 Claimant's Submission Agreeme

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bobby G. Little Sharon Little NASD Arbitration No. 92-00632 Name of Respondent Wedbush Morgan Securities i REPRESENTATION For Claimant: In Pro Se For Respondent: Marie Eaton - Wedbush Morgan Securities, Inc. CASE INFORMATION Statement of Claim filed: February 21, 1992 Claimants' Submission Agreement signed: Feb

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #92-00624 AWARD in -he Matter of the Arbitration Between Hattie C. Geuser Myrtle G. and Philip A. Piccola vs. Invest Financial Corporation Wayne Hodges Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 19, 1992, Claimants, Hattie C. Geuser, Myrtle G. and Philip A. Piccola who appeared Pro Se, alleged that in August

V.A.S.D. AHWffl of Dennis R. Casey NO. 92-00622 Dean wit tec Reynolds, Inc. James Mooney, Philljip Sloan and Viekey Berent, jn/X/a Vicfcey Martin RBPflHHBNTATIOtf QP PARTTBS For ClainaAt: John C. ^udsaco, Esq., Arlington, Virginia. For Reapondento: Marlq R. werdar, Esq., of Honignan, Miller, Schwartz and Conn, Detroit, Michigan. Statement of Claim filed on or about: February 18, 1992. Claimant's Submission Agreement signed: March 2,

N.A.S.D. AHAHD NATIONAL ASSOCIATION OP SBCDRITIBS DEALERS In the Matter of the Arbitration Between Siegfried E. Seifart 92-00615 f Respondents St rat ton Oakmont, Inc Steven Cohen The Claimant Siegfried E. Seifart ("Claimant") appeared pro se. Respondent Stratton Oakmont, Inc. ( "Stratton") was represented by M. David Hyman, Esq. in-house counsel at Stratton Oakmont, Inc. Respondent Steven Cohen ("Cohen") appeared pro se. CASB INFQBMATIO

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants Raymond D. Sunday and Ethel V. Sunday and 92-00607 Name of Respondent Shearson Lehman Brothers, Inc. REPRESENTATION OP PARTIES Claimants Raymond D. Sunday and Ethel V. Sunday appeared pro se. Respondent Shearson Lehman Brothers, Inc. was represented by Bradley W. Foster, Esq. and C.W. Flynn, Esq. of Locke Purnell Rai

Arbitration ' NASD AWARD NationalAssodattonof Securlttos DMtort, Inc. NASD Financial Center NATIONAL ASSOCIATION OF SECURITIES DEALERS 33 Whitehall Street New York. N.Y. 10004 -——77 ———— : r FAX (212) 858-4389 In the Matter ot the Arbitration Between Name of Claimants Gary Loupassakis and Joyce Loupassakis 92-00606 Name of Respondents Prudential Securities Inc Jeffrey Moruzzi Nunzio Garzino REPRESENTATION For Claimants Ga

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of' the Arbitration Between Name of Claimants Thomas and Laura Bittnor 92-00603 Name or' Respondents Bear Stearns & Co.. Inc. Jerome Glickman Steven Urcia REPRESENTATION For Claimant: Boris J. Lewyckyj, Esq., a sole practitioner. For Respondents: Hartley T Bernstein. Esq., of the law firm of Brandeis. Bernstein & Wasserman CASE INFORMATION Statement of Cl

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #92-00600 AWARD In the Matter of the Arbitration Between Marc D. Marchetti Claimant vs. A.G. Edwards & Sons, Inc. Charles P. Donovan, Jr. Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 19, 1992, Claimant Marc D. Marchetti who appeared Pro Se, alleged that in June 1984, Respondent Charles P. Donovan, Jr