STIPLUATED AWASD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between VICTORIA FRANZEL, Claimant. v. NASD Case No. 96-02042 PAINEWEBBER INCORPORATED AND MARK MILASK, Respondents. REPRESENTATION OF PARTIES For Claimant Victoria Franzel ("Claimant"), Robert P. Anderson, Esq., of Nemes & Anderson, PC, located in Farmington Hills, Michigan. For Respondents PaineWebber Incorporated and Mark Milask ("Resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Darcy L. Bock 96-01825 Name of Respondents John C. Topercer World Invest Corporation REPRESENTATION For Claimant: Guy M. Burns, Esq. of the law firm of Johnson, Blakely, Pope, Bokor, Ruppel, & Burns, P. A. Tampa, Florida. For Respondent World Invest Corporation ("World"): William S. Scott, Esq., The Scott Law Firm, Holl

NASD STIPULATED AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Robert J. Kiel Peter Shaughnessy 96-01712 Name of Respondents A.S. Goldmen & Company, Inc. Anthony Marchiano Stuart Winkler Stephen Kaplan Salvatore Marchiano REPRESENTATION For Claimants Robert J. Hiel and Peter Shaughnessy, ("Claimants"): Dan A. Druz, Esq., Attorney at Law, Manasquan, New Jerse

NASD REGULATION AWARD In the Matter of the Arbitration Between Name of Claimants Leo Fleysher and Sofia Fleysher 95-00644 Name of Respondents Steven Jaloza Oleg Ferdman Joseph Dillon & Co., Inc. Corporate Securities Group, Inc. J.W. Charles Clearing Corp. REPRESENTATION For Claimants appeared Lloyd S. Clareman, Esq., a sole practitioner, located in New York, New York. For Respondents Steven Jaloza ("Jaloza"), Oleg Ferdman ("Ferdman")

N.A.S.D. AWARD NAIXCNAL ASSOCIATION 1 OF SECURITIES DEALERS In the Matter of the Arbitration Between f Claimants Steven L. Worley Xathryn A. Hbrley vs. 92-01673 flame .>£ Respondents Paulson Investment Co., Inc. Dantan Wagner For CLadnants: Kim T. Buckley, Esq., Esler, St^hvui 6 Buckley, ftartlaod Otejin VCac Keopcodeats: David B. Wilee, Eaq., Weiss, Jeoaea, Ellis & Botterl, Portland, Qregcn Statement of Claim filed: May

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SF.CURTTTF.S DEALERS. INC. In the matter of the Arbitration Between Name nf Claimants Wilder Barnes Virginia B. Wanbaugh vs. Name of Respondents Dean Witter Reynolds, Inc. Jesse Blount, HI NASD Arbitration #92-01623 REPRESENTATION For Claimants: Terence M. Kane, Esq., Ferrari, Alvarez, Olsen & Ottoboni, San Jose, California For Respondents: Wendy R. Robinson, Esq., Dean Witter Reynolds,

N.A.S.D. AWARD NKTICNAL ASSOdWICN OF SBCDRITTES DEALERS In the Matter of the Arbitration Between of Claimant Nathan Sclar, TTEE, Defined Benefit Trust II NASD Arbitration No. 92-00586 Cindy Bunley Dan ajnley Titan Value Equities Group, Inc. For Claimant: Ridci C. Ring, Esq. - Los Angeles, California For Raspcndant: Frederick A. Rafeedie, Esq. • Jones Bell Sinpson & Abbott Los Statement of na-hn filed: February 18, 1992 Claimant's

N.A.S.D. AHAKD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ray Miller Phyllis Miller va. 92-00468 Sentra. Securities Corporation Ellen H. Conoly For CLalnantss William L. Gaxfield, Esq., Los Gatos, For Reapondenta: Bruce J. Kuahall, Esq., Ruahall, IfcQee^rer And Sapplngto Statement of Claim filed: February 7, 1392 flaHtrnm^a' gii>»irlamirrt ItepPBBUBDtaB ffigPBd CDS tbTCb 2, 1992 Joint Statement of

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of (Claimant (s) S.F. Ford Name of ReapondenE(g1 Shearson Lehman Brothers, Inc. Robert Pacilio NASD Arbitration No. 31-04101 For Claimant: Eugene R. Salmons en, Esq., Beverly Hills, California For Respondent Shearson Lehman Brothers, Inc.: Stephen Young, Esq. and Michele R. Fron, Esq., Keesal, Young & Logan, Long Beach, Calif

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Claimant Shauna Russell vs. NASD ^91-4098 J. Alexander Securities, Chester Kmzell, Gordon and Company For Claimant: Jeff Ferentz, Esq. of Greenbaum & Ferentz of Newport Beach, California For Respondents: (J. Alexander Securities): Ralph Ferry, Esq. of Graven, Perry, Block, Brody & Quails of Los Angeles, California (C. Kruzell): Pro Se (