Award XASD Dispute Resolution, Inc. I n the Matter of the Arbitration Between Name of Claimants Matt Skittle. Matt Skittle, Jr., Elena Skittle, a/k/a Elena Skittle-Watson, Sharon Skittle, indix ivkiLiliy und zis custodian for CassaiiUin Skiule uiul Curly Nicole SkiLi'c Name of Resuondents Case No. 99-02946 William J. Zalewski PaineWebber, Inc. Hearing Location: Pittsburgh, PA Claimants, Matt Skittle, Matt Skittle, Jr., Elena Skittle, a/k/a Elena

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration. Between Name of Claimants Arthur and Lenore Olson; Estate of Donald Bennett; Madeline Dantuma; Ara Louise Olson; and E. Taliaferro French and Dorothy French Consolidated Case No.3 91-00635^ » 91-00637; 91-00653; 91-00663; 91-02068 of Resondents Mutual Service Corporation John M. Culbertson RBPRRSBSTATION OF For Claimants: Steve Samson,

N.A.S.D. AWARD RATIONAL ASSOCIATION QF SECURITIES DEALERS. INQ. In the matter of the Arbitration Between e of Claimant (s) Lois Landau Kenneth Landau NASD Arbitration No. 91-00314 Name of Respondent Is) Talley, McNeil & Tormey, Inc. Richard William Talley Sidney L. McNeil Robert Tormey Charles C. Gray REPRESENTATION, For Claimants: Dilworth A. Nebeker, Esq., Haws, Record, Williford & Ma gnus son, Santa Barbara, California

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Jean Litz as Personal Representative of the Estate of Dr. Jean E. Litz 91-00143 Name of Respondent Sidney D. Cohn REPRESENTATION Claimant Jean Litz as Personal Representative of the Estate of Dr. Jean E. Litz ("Claimant") appeared pro se. For Respondent Sidney D. Cohn ("Respondent") appeared Charles M. O'Rourke, Esq., a sol

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s^ Norman Mikus Roberta Mikus 90-03666 Name of Respondent(s) Michael Wayne Glazer PUBLIC REPRESENTATIONS The Claimants appeared pro se. The Respondent did not appear. CASE INFORMATION Statement of Claim filed: December 28, 1990. Claimant Norman Mikus's Submission Agreement signed on: May 13, 1991. Claimant R

NATIONAL ASSOCIATION OP SECURITIES DEALERS, INC. in the Matter of the Arbitration Between William G. Boyd Claimant vs. Caao 490-03653 Stuart-James Company/ Inc. Respondent AHARD f! fiE Pro Sa Claimant, William G. Boyd, in a claim filed with the National Association of Securities Dealers, Inc. on December 28, 1990, alleged that Respondent, Stuart-James Company, Inc. misrepresented the returns and risk involved in Independent Air

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE t90-Q3652 AWARD In the Hatter of the Arbitration Between Todd Braunfeld Claimant vs. Stuart-James Co., Inc. Gregory Small Respondents CASE SUMMARY Todd Braunfeld, Pro Se, in a claim filed with the National Association of Securities Dealers, Inc. on December 28, 1990, alleged that; Respondent Gregory Small, while employed at Stuart - James Co . , Inc . executed an unauthorized

NATIOHAL ASSOCIATION OP SECURITIES DEALERS, INC. In the Matter of the Arbitration Between : • • Judith S. Burnett Claimant Kemper Financial Services Inc. Advest, Inc. CASE *90-03651 AWARD Respondents t SUMMARY Judith S. Burnett by Geoffrey S. Simril having Power of Attorney for Claimant, in a claim filed with the National Association of Securities Dealers, Inc. on December 28, 1990, alleged that Respondent Kemper Financial th

HATIONAL ASSOCIATION Or SECURITIES DEALERS, INC. In the Matter of the Arbitration Between The Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation Claimant vs. Lincoln Herzeca, Jr. Judy Herzeca Respondents CASE #90-03649 AWARD CASE SUMMARY Claimant by its attorney David A. Goldman, Wexler & Burkhart, P.C., Garden City, NY, in a claim filed with the National Association of Securities Dealers, Inc. on December 2

N.A.S.D. AWARD NftTICNRL ASSXIXTICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of P^tainyiTflifa^ Samuel Berg 90-03648 Name of Rescondentfsl Lynch, Pierce Fenner & Smith Inc For Claimant: In Pro Se For Respondent; James R. Cunnings, Esq. Statement of Claim filed: Ettomtoer 28, 1990 Claimant's Submission Agreement signed on: November 28, 1990 Statement of Answer filed by Respondent, on: March 25, 1991 noopondo