Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Maryam Lyubarksy (Claimant) v. Quick & Reilly, Inc. and Kevin M. Dowd (Respondents) Case Number: 04-08821 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Maryam Lyubarksy hereinafter referred to as "Claimant": Philip M. Giordano, Esq., Reed & Giordano, P.A., Boston, MA. Respondent

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Stephen M. Budai and Virginia L. Bellows, Individually and on behalf of their IRAs v. 04-08798 Denver, Colorado Respondents Brookstreet Securities Corporation, Craig L. Freedman, Freedman Financial Group, L.L.C., and Logan Capital Management Nature of Dispute: Customers v. Member, Associated Person and Non-Members REPRESENTATION OF PARTIES Stephe

Amended Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-05120 Arthur and Sylvia Howard Names of the Respondents Hearing Site: Tampa, Florida UBS PaineWebber Inc. Susan Turner Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Arthur and Sylvia Howard, hereinafter collectively referred to as "Claimants": John R. Kiefher, Esq.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-07920 Steven E. Fairchild, as Executor Under the Will of Mary F. Wilder, Deceased, and Wilder Lands, Inc., a Georgia Family Corporation Names of the Respondents Hearing Site: Atlanta, Georgia J.J.B. Milliard, W.L. Lyons, Inc., and Dewitt T. Coppedge, individually Nature of the Dispute: Customer vs. Member and Associated Person. REPR

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Clifford R. Sainsbury, Bonnie K. Sainsbury, Evan Sainsbury, Scott Sainsbury, and Clifford Sainsbury, IRA, Claimants v. Ronald H. Mayfield, Respondent Case Number: 04-07516 Hearing Site: Seattle, Washington Nature of the Dispute: Customers v. Associated Person REPRESENTATION OF PARTIES For Claimants: Charles A. Cleveland, Esq. Law Offices of Charles A. Cleveland, P.S. Spo

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-02790 Superchap PTY Limited A.C.N. 078 363 112, claimant vs. Tasin & Company, Inc., respondent vs. Michael DeFelice, third party respondent. ATTORNEYS: Claimant appeared through its Director, H. Chapman, Superchap PTY Limited A.C.N. 078 363 112, Roseville NSW, Australia For respondent, Tasin & Company, Inc., appeared Ernest Edward Badway, Esq. of the firm Saiber Schlesinger Satz &

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Names of Claimants Igor Tsiperfal Case No. 00-01040 Name of Respondent Ohio Savings Securities,Inc. d/b/a Amtrust Investment Services and Amtrust Securities Name of Third-Party Respondent Salomon Smith Barney, Inc. REPRESENTATION OF PARTIES For Igor Tsiperfal, hereinafter referred to as "Claimant", and Third-Party Respondent Salomon Smith Barney, Inc. ("SSB"): L

Award NASD Dispute Resolution In the Matter of the Arbitration Between: American Society of Ephesus (Claimant) v. A.G. Edwards & Sons Inc., (Respondent) Case Number: 04-07367 Hearing Site: Columbus, Ohio Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES Claimant American Society of Ephesus hereinafter referred to as "Claimant": Joseph J. Dehner, Esq., Frost Brown Todd LLC, Cincinnati, OH. Previously represented by Jack F. Fuchs, Esq.,

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Ann D. Gill, Trustee for the Gill Family Trust n/k/a Julia L. Gill Trust, Julia Gill Life Insurance Trust and the Ann Deaderick Gill Trust n/k/a Julia Lipscomb Gill Trust and Case Number: 04-06773 Hearing Site: Houston, Texas Names of Respondents Morgan Keegan & Company, Inc., Sumeet Rai and George H. Arnold NATURE OF DISPUTE Customer v. Membe

NASD Dispute Resolution In the Matter of the Arbitration Between: Steven Mattes, Claimant v. Morgan Stanley Dean Witter n/k/a Morgan Stanley DW Inc. and Alan Mann, Respondents Case Number: 04-06771 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: William F. Davis, Esq. James A. Sigler Attorneys at Law Los Angeles, California For Respondents: Todd E.