N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Tcnmie L. Page 90-00478 Name of Respondent ( s ^ Westport Financial Group Jerry Stein Robert M. Fehrman STMMAHY In a statement of claim filed with the NASD on or about February 14, 1990, Claimant Tommie L. Page ("Page") alleged that he agreed to purchase 1000 shares of Southland Communication cannon stock at 10 1/4 per share and

Arbitration NATIONAL ASSOCIATION OF SECURITIES DEALERS in the Matter ot the >*u:L>±u:a< -±on B3z.**ata\ Name of Claimants Robert E. & Marguerite Ifclntyre vs Name of Leon Okurowski U.S. Boston Capital Corporation National Association of S*curitiM Dtatore, Inc. NAS.O Financial Center 33 Whitehall Street fju^ Vnrlr »J«»w fork 10004 90-00149 For Claimants: Thomas H. Tucker, Esq. of McGowan Engel Tucker Garrett & Schultz .

NATIONAL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between James D. Heffner Claimant(a) vs. 88-00388 Kenneth G. Schave, Jr. and Hamilton Bohner, Inc. HOTICE OF ARBITRATIOH AWARD Respondent(s) j » CASE SUMMARY Claimant (s) James D. Heffner alleged that Respondent (s) Kenneth 6. Schave, Jr. and Hamilton Bohner, Inc. failed to execute a sell order on a timely basis. Respondent (s) did not submit an answe

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Allan K. Holt Claimant(s) vs. Tabrokerage Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 88-00348 The Arbitrator, Larry J. Dagenhart, Esq., selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on July 1, 1988 and March 23, 1988,

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Harris Securities, Inc. Claimant(s) vs. 88-00338 Donna E. and John Linyard TEN in Common Respondent(s) AWARD The Arbitrator, Larry J. Dagenhart, Esq., having been selected to review and determine a matter in controversy between the above- mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the claimant on January 27,

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between[ Mary F. Farrier Claimant(s) vs. 88-00259 Fidelity Investments Respondent(s) AWARD The Arbitrator, Justin S. Morrill Esq., having been selected to review and determine a matter in controversy between the above- mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on January 20, 1988 and March 2, 1988, resp

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Lina R. Molliza Claimant(s) vs. NOTICE OF ARBITRATION AWARD 88-00219 Invest Respondent(a) The Arbitrator, Larry J. Dagenhart, Esq., selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on April 4, 2988 and June 13, 1988, respect

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Marsha Brockway, Claimant v. Salomon Smith Barney, Inc. and Robert Steingold, Respondents Case Number: 99-02287 Hearing Site: San Diego. California REPRESENTATION OF PARTIES For Claimant: Arthur S. Leider, Esq. Investors Arbitration Specialists San Diego, California For Respondents: Etta M. Gumbs, Esq. Salomon Smith Barney, Inc. New York, New York CASE INFORMATION

NATIONAL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between Frank P. Guagliardo Claimant(s) vs. Dean Witter Reynolds/ Inc. and John Dearing Respondent(s) AWARD 88-00188 The Arbitrator, Larry J. Dagenhart, Esq./ having been selected to review and determine a matter in controversy between the above- mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on January 11,

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Andrew W. Eberhart Claimant(s) vs. 88-00161 Broker Securities, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD The Arbitrator, Larry J. Dagenhart Esq., selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on March 7, 1988 and June 10