Award NASD Dispute Resolution In the Matter of the Arbitration Between: Larry Deutsch (Claimant) vs. Berry-Shino Securities, Inc. and Albert Brinmore Britton, Jr. (Respondents) Case Number: 05-01790 Hearing Site: New York. New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Larry Deutsch hereinafter referred to as "Claimant": John G. Rich, Esq., Rich Intelisano, LLP, New York, NY. Respond

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-01789 Rebecca Diane Lancaster and Carol Denise (Lancaster) Lucky, Independent Co-Executrixes of the Estate of Marie Lancaster, Deceased Name of the Respondents Hearing Site: Dallas, Texas Bane of America Investment Services, Inc.; Michael Dennis Degolier; and, Terry Wayne Johnson NATURE OF THE DISPUTE Public Customer vs. Membe

NASD Arbitration No. 93-00829 """"" N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECTTOTTIES DEALERS . INC. In the matter of the Arbitration Between Name of Claimant is) Dale VanCleave Name of Responfjgnt: fpj PaineWebber Incorporated Edward Elliott REPRESENTATION For Claimant: Richard Sacks, Investors Recovery Services, Novato, California For Respondents : Scott M. Ratchick, Esq., PaineWebber Incorporated, Los Angeles, California

N.A.S.D. AWARD NATIONAL ASSnrT.VTTON OF ^FrT^RTTTFg nf AT FRS. INC. In the matter of the Arbitration Between Name of ("l^jmanrs Mikaii and Svetlana Mollazadeh Name of NASD Arbitration No.93-00792 American Eastern Securities, Inc., Lindsey Gintner and Norwin Wong RFPRTCTTNTATTON For Claimants? Robert j. Waechter, Esq., Los Angeles, California. For Respondents: Douglas J. Rovens, Esq., Los Angeles, California. CASg INFORMATION

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEAT.ERS . INC. In the matter of the Arbitration Between Name of Claimant (s) Joy Kingston Name of Respondent (s) Michael Visbal NASD Arbitration No. 93-00622 For Claimant: Edward W. Russey, III, Investors Arbitration Services, Inc., Woodland Hills, California For Respondent: Mitchell J. Albert, Esq., Haight, Brown & Bonesteel, Santa Monica, California CASE INFORMATION Statement o

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: HughB. Burris, Jr.; Carol W. Burris; Hugh B. Burris, Jr. and Carol W. Burris, JTWROS; Hugh Benton Burris, Jr., IRA; Hugh Benton Burris, Jr., IRA; Carol W. Burris, IRA; Hugh B. Burris, Jr., M.D. PA Pension Plan Dr. Hugh Benton Burris, Jr., MD, TTEE; Benton Bland Interest, Inc. PSP; Eino Olivares; Linda Olivares; IRA FBO Eino Olivares DWSC as Custodian; IRA FBO L

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant(s) George Sookman NASD .Arbitration N 0.93-00304 Name of Respondents! J.B. Hanauer & Company Norman Lehrer REPRESENTATION For Claimant: Michael Anatole, Esq., Murphy and Gold, Calabasas, California For Respondent: Gina M. Calvelli, Esq., Riordan & McKinzic, Los Angeles, California CASE INFORMATION Statement of

_ N.A.S.D. AWARD NATIONAL ASSQCTATTON OF SECURITTFS DEALERS. INC. In the matter of the Arbitration Between Name of Cl^irpants Louis Berns and Evelyn Bems NASD Arbitration No.92-01747 Name of Respondents Jack Halpem Norma Ypeger John Barren Yaeger Securities REPRESENT ATTON For Claimants: Robert M. Roth, Investors Arbitration Services, Inc., Woodland Hills, California For Respondent Jack Halpem: Jack Halpem, Van Nuys, Cali

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Dennis A. Tangalos, M.D. vs. NASD Name of Respondent Gregory D. Weinstein For Claimant: Pro Se For Respondent: H. Thomas Fehn, Esq. of Fields, Fehn & Sherwin of Los Angeles, California CASE INFORMATION Statement of Claim filed: May 26, 1992 Claimant's Submission Agreement signed: May 20, 1992 Statement of Answer filed by Respond

N.A.S.D. AWftHD NAXICHftL ASSCCIATXCN OF SBCOR1TISS DEALERS In the Matter of the Arbitration Betweea G. Anna Singer vs. 91-03006 Ntoe ofjtegoandgit(s) Shraxsan Tjebnan. Huttna, Inc. Gregory Nfrrlander Ride Kendall BBBJPIBflBTHaT^n^Kf FOOT r ^ a *'"f T itT jcfan. B. Tf^T»fl*nnjh, Esq. / For RBBpoodants: Michaal M. Gleaa, Eaq., Keeaal, Young 6 Logan, Long Statanoot of Claim filed: Sflptori3«r 26, 1991 Stataocnt