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N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES nKAl.R_RS Benedict and Vicki Gambino, and Suchint and Yupa Vaewhongs, Claimants, v. Consolidated No.s 90-02219 90-02238 David Maniatis, Maniatis Gooding and Brand, Inc., Recorp Partners, Inc., Recorp Cotton-Lane Associates Limited Partnership, Peter Maniatis, and John Maniatis, Respondents/Third Party Claimants, v. Lee Harris, and Lee Harris and Company, Inc., Third Pa

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Benedict and Vicki Gumbino, and Suchint and Yupa Vaewhongs, Claimants, v. Consolidated No.s 90-02219 90-02238 David Maniatis, Maniatis Gooding and Brand, Inc., Recorp Partners, Inc., Recorp Cotton- Lane Associates Limited Partnership, Peter Maniatis, and John Maniatis, Respondents/Third Party Claimants. v. Lee Harris, and Lee Harris and Company, Inc., Third Par

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitrations Between GARY ZIER, Claimant, vs. SHEARSON LEHMAN BROTHERS, INC., Respondent. MICHAEL I. ZIER & ASSOCIATES, P.A.; MICHAEL I. ZIER & ASSOCIATES, P.A. TARGET BENEFIT PENSION PLAN; ZIER & PARNES, P.A. CASH OR DEFERRED PROFIT SHARING PLAN; AND, MICHAEL I. ZIER, INDIVIDUALLY AND AS TRUSTEE, vs. SHEARSON LEHMAN BROTHERS, INC. Claimants, Respondent.

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitrations Between GARY ZIER, Claimant, vs. SHEARSON LEHMAN BROTHERS. INC., Respondent. MICHAEL I. ZIER & ASSOCIATES, P.A.; MICHAEL I. ZIER & ASSOCIATES, P.A. TARGET BENEFIT PENSION PLAN; ZIER & PARNES, P.A. CASH OR DEFERRED PROFIT SHARING PLAN: AND, MICHAEL I. ZIER. INDIVIDUALLY AND AS TRUSTEE. vs. SHEARSON LEHMAN BROTHERS, INC. Claimants, Respondent.

NASa N.A.S.D. AWARD NATIONAL ASSOCIATICN OF SECURITIES DEALERS Arbitration National Association of Securities Dealers. Inc. On« East Broward Boulevard Suite 1000 Ft. Uuderdale, Florida 33307 (305) 522-7391 In the Matter of the Arbitration Between William DeRham, et al. Roes Correia Janes Edward Craig Elliot B. and Judith S. Kleiman Richard L. and Lanny K. Marks Pension Investors Securities Corporation flea Pension Sec

NASO. N.A.S.D. AWARD NATIONAL ASSXIATICK OP SECURITIES DEALERS Arbitration National Association of Sscuritis* Dsators. Inc. On* East Sroward Boulevard Suits 1000 Ft. Uuderdale. Florida 33301 (305) 522-7391 In the Matter of the Arbitration Between William DeRham, et al. Rosa Correia James Edward Craig Elliot B. and JUdith S. Richard L. and Lanny K. of Kleiman Marks Case No. 89-02022 Case No. 90-00854 Ca

NASO N.A.S.O. AWARD NATIONAL ASSOCIATKW OF SECURITIES DEALERS Arbitration National Association of Securities Dealers, Inc. One East Broward Boulevard Suite 1000 R. Uuderdale, Florida 33301 (305) 522-7391 In the Matter of the Arbitration Between William DeRham, et al. Roes Correia James Edward Craig Elliot B. and Judith S. Richard L. and Lanny K. Rleiman Marks Case No. 89-02022 Case No. 90-00854 Caseo. 90-0

Award NASD Dispute Resolution In the Matter of the Arbitration Between: D. H. Kauffman Jokl (Claimant) v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Donald Ackerman (Respondents) Case Number: 04-00154 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant D. H. Kauffman Jokl ("Jokl") hereinafter referred to as "Claimant": Steven G. Storch, Esq., S

YVASO, N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Arbitration Awociition ot SccuriflM DMtors, Inc. Orw East Broward Boulevard Suit* 1000 R. Uuderdale, Florida 33301 (305) 522-7391 In the Matter of the Arbitration Between Name of Claimant(g) William DeRham, et al. Roes Correia Janes Edward Craig Elliot B. and Judith S. Kleiman Richard L. and Lanny K. Marks Name of Iteamndearrtifs} Pension Investors S