Award NASD Dispute Resolution In the Matter of the Arbitration Between: Karin DeGraffenreid, (Claimant) vs. DebtTraders, Inc., (Respondent) Case Number: 01-03149 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Karin DeGraffenreid, hereinafter referred to as "Claimant": Scott Moss, Esq., Outten & Golden LLP, New York, NY. Respondent, DebtTraders, Inc., hereinafter referred to as "Respondent": Ann L. Moscow, Esq., Epstein Becker &

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Wendy Ann Fisher Claimant(s) vs. 88-01874 Morgan Keegan & Co. Respondent(s) AWARD The Arbitrator, Janet Weiss, selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on July 18, 1988 and September 2, 1988, respectively; And, that havi

Arbitration N.A.S.D. AWARD A , 80c|l|tk)n of Securities Daalers. Inc. Suite 1680 NATIONAL ASSOCIATION OF SECURITIES DEALERS Th|p ee P' r « National Plaza - Chicago, IL 6C602 (312) 899-4440 in the tetter of the Arbitration Between MAUREEN W. DURWOOD Claimant 88-01873 and PAINEWEBBER, INC. Respondent and Third Party Claimant and KENT KELLEY Third Party Respondent In a claim filed with the NAS

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Dr. Samuel I. Levy, vs. Shearson, Lehman. Hutton, Inc., Philip Chmieleski and Stanley Jaffe, Claimant, ) Case 188-01869 Respondents. Award Heard before the members of the Arbitration Panel: Craig Edward Stein, Esq. Mr. Geoffrey Swan Mr. Carl J. Hegner CASE SUMMARY This claim was filed with the NASD, Inc. on June 8, 1988. The hearing

Arbitration N.A.S.D, AWARD National A».oci.tlon of Securities Dealers, Inc. Suite 1680 NATIONftL ASSOCIATION OF SECURITIES DEALERS Three First National Pfaza Chicago, IL 60602 - 1312) 899-4440 In the Matter of the Arbitration Between Richard M. Durwood Claimant PaineWebber, Inc. 88-01868 Respondent Kent Kelley, Third Party Respondent CASE SUMMARY In a claim filed with the NASD on or about June 8, 1988, Claimant Richar

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Mega Management Claimant(s) vs. Shearson Lehman Brothers Respondent(s) AWARD 88-01866 The undersigned being the ArbiLrator selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on May 2, 1988 and August 4, 1988, respectively; And

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Edward L.~Boyd Claimant(s) vs. Bull & Bear Securities, Inc. Respondent{s) AWARD 88-01864 The undersigned being the Arbitrator selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a submission to arbitration signed by the parties on June 25, 1988 and August 16, 1988, respectively;

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) ) VIRGINIA SHAW and ETHEL L. A. PHILLIPS, ) Claimants, ) ) Case 188-01860 vs. ) Award ) PRUDENTIAL-BACHE SECURITIES, INC., ) BRUCE A. OLIVER, and WILLIAM C. MITCHELL. ) Respondents . ) Heard before the members of the Arbitration Panel: William A. Fleck, Esq. Nancy C. Wear. Esq. S. Richard Savage CASE SUMMARY This claim was filed wi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Claire D. Leiner 94-02102 Name of Resoondentfs) Gilberto Rodriguez Citicorp Investment Services CASE SUMMARY In a claim filed with the National Asociaton of Securities Dealers, Inc. on June 7, 1994, Claimant Claire D. Leiner; who appeared Pro Se, alleged that Respondent Citicorp Investment Services ("CIS") and Gilberto R

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Hubert P. and Joan A. Schreurs 94-02099 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Gary Schmidt Brian D. Fylak CASE SUMMARY la a claim filed with the Rational Association of Securities Dealers, Inc. on June 3, 1994, Claimants Hubert P. and Joan A. Schreurs, who appeared Pro Se, alleged that Respondents