N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claiinant Kidder, Peabody & Co., Incorporated Case No. 94-01794 Name of Respondents Ross A. Freitas F/S Investments Corp. • • REPRESENTATION For Claimant, Kidder, Peabody & Co., Incorporated ("Kidder"): Richard Kelley, Esq. of Kidder, New York, NY. For Respondents, Ross A. Freitas ("Freitas") and F/S Investments Corp. ("F/S"

AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants William Asher and Joyce Asher NASD Regulation, Inc. Arbitration No. 94-01793 Name of Respondents Reynolds Kendrick & Stratton, Inc., Robert Kendrick and Ruth Sutherland REPRESENTATION For Claimants: Joyce Asher For Respondent Reynolds Kendrick & Stratton, Inc.: Jeffery S. Kob, Esq. and Cynthia M. Schleindl,

NASD REGULATION, INC. OFFICE OF DISPUTE RESOLUTION ARBITRATION AWARD NASD REGULATION. INC. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Howard Siege! NASD Regulation, Inc. v. Office of Dispute Resolution Arbitration No. 94-01790 Name of Resoondents Prudential Insurance Company of America and James Dinges REPRESENTATION For Claimant: Alan R. Ball Law Office of Ball, Pyfrorn, Yorke

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of the Arbitration Between Claimant Harold DeLong Case 94-01787 Respondents McLaughlin, Piven, Vogel Securities Marcus Nagel CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 12, 1994, Claimant Harold DeLong, who appeared Pro Se, alleged'- that Respondents McLaughlin, Piven, Vogel Securities ("McLaughlin") and Ma

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Norman G. Brown 94-01781 Name of Respondents Dean Witter Reynolds, Inc. Paul Henley CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 12, 1994, Claimant Norman G. Brown, through his representative, Robert M. Roth, R.M. Roth & Associates, Appleton, WL, alleged that Respondents Dea

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Naomi Levine and Mark Levine 94-01779 Name of Respondents Hibbard Brown and Company, Inc. Richard Dorsi Jeffrey Schult Susan Torpie CASE SUMMARY In a claim filed with the National Association of Securities Dealer, Inc. on May 12, 1994, Claimants Naomi and Mark Levine ("Claimants"), who appeared Pro Se, alleged that

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Leanna Lea Brown 94-01778 Name of Respondents Shearson Lehman Hutton n/k/a Smith Barney, Inc. Paul Henley CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 12, 1994, Claimant Leanna Lee Brown, through her representative, Robert M. Roth, Appleton, WI, alleged that her husband "basically" gave Resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Audrey Chestney 94-01777 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Karen Joyce CASE SUMMARY In a claim filed with the'-National Association of Securities Dealers, Inc. on May 9, 1994, Claimant Audrey Chestney, through her representative, Martin J. Gofberg, Fort Lauderdale, FL, alleged that Respondents

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Gardner Rich & Company and 94-01775 Name of Respondent Beverly A. Pasley REPRESENTATION OF PARTIES Gardner Rich & Company ("Claimant") was represented by Michael Wise, Esq., Lawrence, Kamin, Saunders & Uhlenhop, Chicago, Illinois. Beverly A. Pasley ("Respondent") was represented by Deborah England, Esq., San Francisco, Ca

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name or' Claimants) Anthony Porco 94-01774 Name of Respondents) Lew Lieberbaum & Co., Inc. Camelot Investment Corporation Daniel Dunphy John Fasano REPRESENTATION For Claimant Anthony Porco: Joseph F. Keenan, Esq., of the law Firm of Bochat and Keenan, P.C. Garden City, New York. For Respondent Lew Lieberbaum & Company, Inc.: Lawren