N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NameofClainiants Gerry Wilichowski 94-01506 Name of Respondents M. Rimson & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 21, 1994, Claimant Gerry Wilichowski, who appeared Pro Se, alleged that Respondent M. Rimson & Co., Inc. sold 250 shares of Pure Tech Int'l Inc. stock from his

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the matter of the Arbitration Between Industrial Safety Consultants Corp. Profit Sharing Plan Trust Claimant NASD Arbitration No. 94-01485 v. Kemper Securities, Inc. Meivin Vukcevich Respondents REPRESENTATION For Claimant: Alejandro Navia Mujica, Trustee, Carlsbad, California For Respondents: A. Brad Busscher, Esq., Kemper Securities, Inc., Chicago, Illinois CASE INFORMATION St

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants George Stutsky & Joseph Russo JTWROS 94-01479 Name of Respondents M.H. Meyerson & Co., Inc. Thomas Herchakowski Leonard Parker Eiic J. Logan In a claiiii filed with the National Association of Securities Dealers, Inc. on April 19, 1994, Claimants George Stutsky and Joseph Russo, who appeared Pro Se, alleged that on or

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS «. In the Matter of the Arbitration Between Name of Claimants) Paragon Capital Corp 94-01473 Name of Respondent s) Robert Jay Jaffe CASE SUMMARY *• In a claim filed with the National Association of Securities Dealers, Inc. on April 19, 1994, Claimant Paragon Capital Corporation, through its representative, Michele D. Wessel, alleged that Respondent Robert Jaffe is responsible for

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dean Witter Reynolds, Inc. 94-01470 Name of Respondent William Lourido CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 19, 1994, Claimant Dean Witter Reynolds, Inc., through its representative Dominick J. Dorata, Esq., New York, NY, alleged that Respondent William Lourido failed

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Frederick R. Heifner Geneva C. Heifner 94-01449 Name of Respondent The Ohio Company REPRESENTATION For Claimants Frederick R. Heifner and Geneva C. Heifner ("CLuuumts") appeared Ja;iie.> A, Zitsman, Esq., a sole practitioner located in Columbus, Ohio. For Respondent The Ohio Company ("Respondent") appeared Dennis J. Concil

N.A.S.D. AWARD . NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between m Name of Claimant (s) Gunter Ullmann Use Ullmann Gunfcer and Use Ullmann as trustees of the Gunter & Use Ullmann Trust NASD Arbitration No. 94-01429 Name of Respondent (s) Hugh Philip Gee, Terrenes Gee Gee Asset Management, Inc. and Hugh Gee & Co. For Claimants: Steven L. Weinstein, Esq. and Gregory J. Hampton, Esq. , S

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 01-03033 PHD Capital Corp., claimant vs. Ian Bynoe, respondent. ATTORNEYS: For Claimant appeared Michael S. Colombo, President of Streetwide Asset Recovery Group, New York, NY. Respondent did not respond to the Statement of Claim. DATE FILED: June 8, 2001 CASE SUMMARY: Claimant alleged that respondent failed to pay the amount owed for the balance owed on a customer complaint, purs

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Irina and David Kreditor 94^01404 Name of Respondents Spencer-Winston Securities Corporation Jason Weisz CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 13, 1994, Claimants David and Irina Kreditor, who appeared Pro Se, alleged that Respondent Spencer- Winston Securities Cor

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Carol Lefcourt Lefcourt Financial Group, Inc. NASD Arbitration #94-01403 vs. Name of Respondents Michael Golub Michael Golub, Inc. Bob Arnert Phil Economopolous Hoefer & Arnett Pine Capital Management, Inc. REPRESENTATION Claimants were represented by Brad W. Blocker, Esq., Ropers, Majeski, Kohn,