NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant David L. Gardner and 94-01606 Name of Respondent Deborah Christine Bernot Peter Steven Frontiero v Joel M. Triemstra FN Investment Center John Francis LaSalle REPRESENTATION OF PARTIES David L. Gardner ("Claimant") was represented by Mark E. Maddox, Esq., Coons, Maddox & Koeller, Indianapolis, Indiana. Deb

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Edward Renzelli 94-01604 Name of Respondents) Donald & Co., Securities John Pappas Paul James Pongetti For Claimant, Edward Renzelli ("Renzelli"): Nelson D. Blank, Esq., of Trenam, Simmons, Kemker, Scharf, et al., Tampa, Fl. For Respondents, Donald & Co. Securities ("Donald & Co. "), John Pappas ("Pappas"), and Paul

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the matter of the Arbitration Between Sylvan B. Malis and Hideko E. Malis, Joint Tenants and Sylvan B. Malis and Hideko E. Malis, Co-Trustees of Coast Mobilephone Service Defined Benefit Plan, Claimants, v. NASD No. 94-01599 Titan/Value Equities Group, Inc., Successor- In-Interest to Titan Capital Corporation, Inc.; Robert H. Osur, dba Pension Investment Consulting Group, Respon

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name Grant R. Eiam 94-01594 Name qf Respondents Toluca Pacific Securities Corp. DanKatz Peter Blowitz CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 29, 1994, CUunxnt Grant R. Elam ("Claimant"), who appeared Pro Se, alleged that Respondent Toluca Pacific Securities Corporation ("TPS"), t

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Equistar L.P. Equistar Offshore Lawrence Group A.F. Bruan 94-01590 Name of Respondents M. Rimson & Co., Inc. Moshe Rimson Mitch Aguirre For Claimants Equistar L.P. ("Onshore"), Equistar Offshore ("Offshore"), A.F. Bruan ("Bruan"), and Lawrence Group ("Lawrence") appeared Michael F. Bachner, Esq. of the Law Offi

SENT BY: 2-22-96 ;12:02PM ;NASD ARBITRATION DPT-» ;# 6/13 NLA.SJX AWARD NAJ1QNAL ASSOCIATION .OF SPr^rTTKSnPAI In the'matter of the Arbitration Between JayneE. Simmons U^. Bancorp Sucoeswr bi Interwt To U< 5< Howard Muc^ett For Claimant: Sandra Stanley, Esq., Euzdo, California For Respondents: Nkk C. Geannacapulos, Esq., and Martha Michael Gates, Esq., Sqrfmh, Shaw, Fairweather & Geraldson, San Francisco and Sarramnito, California CASE IN

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jay Farber and Russ Farber, Claimants v. Charles Schwab & Company, Inc. and Morgan Stanley DW Inc., Respondents Case Number: 01-03017 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants Jay Farber and Russ Farber: Timothy D. McGonigle, Esq. Law Offices of Timothy D. McGonigle Los Angeles, California For Respondent Charles Schwab & Company, Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant James F. Miglian 94-01632 Name of Respondents Biltmore securities Inc. Philippe Steinitz CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 2, 1994, Claimant, James F. Miglian ("Claimant"), who appeared Pro Se, alleged that on or about October 15, 1992, he placed an order with

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Maner of the Arbitration Between Name of Claimants Randy and Ursulla L. Rodman 94-01626 Name of Respondents Olde Discount Corporation Tony Arko CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc; on May 3, 1994, Claimants Randy and Ursulla L. Rodman, who appeared Pro Se, alleged that Respondents Olde Discount Corporation ("Olde") and Tony

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jack and Anne Stratton 94-01622 Name of Respondents Robert Thomas Securities, Inc. Charles Moore Sharon Moore Charles Boyd REPRESENTATION For Claimants Jack and Anne Stratton ("Claimants"): Grant S. Palmer, Esq. of the law firm of Blank, Rome, Comiskey & McCauley, Philadelphia, PA For Respondents Robert Thomas