N.A.S.D. AMENDED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Prudential Securities Inc. 93-05280 Name of Respondents Dunhill Equities, Inc. Meridian Associates, Inc. Meridian, Dunhill & Co., Inc. Joseph G. Chiutli REPRESENTATION For Claimant: Eric Reider, Esq., of Robinson Silverman Pearce Aronsohn & Herman, New York, New York. For Respondents: Respondents did not ap

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of C|ajjmant Walter Sundel Case# vs. " 93-05279 Name of Respondents Stuart Coleman & Co., Inc. Stuart Voisin REPRESENTATION For Claimant, Walter Sundel ("Claimant"), Jerome Olitt, Esq., from Arbitration and Mediation Specialists, Inc., located in Stanford, Connecticut. For Respondents, Stuart Coleman & Co., Inc. ("Stuart Coleman")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitration Between Name of Claimant Henry C. Liu 93-05277 Name of Respondent ETrade Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 22,1993, Claimant Henry C. Liu, who appeared Pro Se, alleged that Respondent ETrade Securities, Inc. sold and liquidated GM and UAL options without authorization on

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Maher (Matt) and Deborah Shammas 93-05373 Name of Respondents Prudential Insurance Co. of America; Michael Emery; Edward Dublis REPRESENTATTQN For Claimants: Maher Shammas ("Shammas") and Deborah Shammas were represented by Mary A. Owens, Esq. of Flickinger & Associates, P.C., located at Grand Rapids, Michigan. For Res

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Harold Wiant and Delores Wiant 93-05372 Name of Respondents L.C. Wegard & Co., Inc. Lawrence Weil REPRESENTATION For Claimants Harold and Delores Wiant ("Wiant") appeared Edward Seglias, Esq., of Cohen & Huntington, P.C. located in Philadelphia, Pennsylvania. For Respondents L.C. Wegard & Co., Inc., ("Wegard") and Lawrence

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES nFAI.FRS Kemper Securities, Inc., Claimant, v. No. 93-05362 Steven P. Sacramone, Respondent. REPRESENTATION OF PARTIES Claimant was represented by Michael Kraft, Esq., of Siegan, Barbakoff, Gomberg & Kane, Ltd., Chicago, Illinois. On January 31,1995, Respondent Steven P. Sacramone ("Respondent") appeared prose by speaker phone. On March 2,1^95^ Respondent failed to appear. CASE INFORMATIO

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Paop MiiTnher- 01-028S2 Rita McCarthy Foster \f thfi Rec-nn^rlfmtg T^fflrino .^jtp- Baltimore, MD Roland F. Smith Joan M. Smith Eagle Equities, Inc. OF Claimant, Rita McCarthy Foster, hereinafter referred to as "Claimant": Walter J. Foster, Annapolis, MD. Respondents, Roland F. Smith and Joan M. Smith ("Smith") and Eagle Equities, Inc. ("Eagle"), hereinafter coll

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Patricia Anjesky Susan Anjesky David Mayer & Sean Hayes Award # vs. 93-05355 Name of Respondents Dunhill Equities, Inc. Carlo D'Alelio Joseph G. Chiuili REPRESENTATION For Claimants, Patricia Anjesky, Susan Anjesky, David Mayer and Sean Hayes ("Claimants"), Stephen M. Perry, Esq., from the law firm of Casner &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimamfsl T. Kevin Gaw 93-05354 Name of Resoondentfs) Olde Discount Corporation Anne Buckley Evans Michael Belotte Mark Miller REPRESENTATION For Claimant T. Kevin Gaw: J. Pat Sadler, Esq., Atlanta, GA. For Respondents Olde Discount Corporation ("Olde"), Anne Buckley Evans, Michael Belotte and Mark Miller: Julie D. Reed, Es

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Elsa Torres Gonzales 93-05352 Names of Respondents R.G. Dickinson & Co., Richard Andrew Russell, and James Michael Davis REPRESENTATION Claimant, Elsa Torres Gonzales was represented by Russell L. Forkey, Esq. of Deerfield Beach, Florida. Respondents, R.G. Dickinson & Co. and James Michael Davis were represented by