N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Albin K. Leipold CASE NO. vs. 93-02803 Name of Respondents Gruntal & Co., Inc. Susan Mahan f/k/a Susan Franks REPRESENTATION For Claimant Albin K. Leipold ("Leipold") appeared Christopher J. Calabrese, Esq., of Elliott, Stern, Calabrese & Higgins located in Buffalo, New York. For Respondent Gruntai & Co., Inc., ("Grunta

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dorothy Hasson Hunter 93-02791 Name of Respondents Gruntal& Co., Inc. Michael A. Largue REPRESENTATION For Claimant Dorothy Hasson Hunter ("Hunter") appeared R. Jeffrey More, Esq. of the law firm Coleman & Rhine, New York City, NY. For Respondent Gruntal & Company") appeared Eric S. Hutner, Esq. in-house counsel with Gr

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Marian Plough, Claimant, v. No. 93-02787 Thomas E. Bright, and Dean Witter Reynolds, Inc., Respondents. REPRESENTATION OF PARTIES Claimant, Marian Plough ("Claimant") was represented by Ron Kent Hooper, Esq., Phoenix, Arizona, *• Respondents Thomas E. Bright and Dean Witter Reynolds, Inc. ("Respondents") were represented by Timm A. VerDuin, Esq., of Dean Witter Reynolds, Inc.,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Morton Poland 93-02700 Name of Respondents Gruntal &Co., Inc. Frank F. Idestone REPRESENTATION For Claimant Morton Poland: appeared pro se For Respondents Gruntal & Co., Inc. ("Gruntal") and Frank F. Idestone yC'Idestone"): Donald N. Cohen, Assistant General Counsel, Gruntal & Co., Inc., New York, NY CASE INFORMATIO

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS l^ame of Claimant Lola M. Wall, individually and as Attorney-In-Fact for Lola Crawford Meriwether No. 93-02675 of Resnondents Morgan Keegan & Company, Inc.; Tommy Thompson REPRESENTATION OF PARTIES For Claimant: Lola M. Wall ("Wall"), individually and as attorney-in-fact for Lola Crawford Meriwether ("Meriwether"), was represented by Dan A. Smetherman, Esq., located in New Orleans

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Clarence J. Doser Case No. 93-02666 Name of Respondents J.B. Hanauer & Co. Richard J. George, Jr. Prudential Securities, Inc. REPRESENTATION For Claimant, Clarence J. Doser ("Doser"): Matthew L. Jones, Esq. of Stuart, Florida. For Respondent, Prudential Securities, Inc. ("Prudential"): Debra Jenks, Esq. of Boose Casey C

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Thomas and Dorothy Hudak 93-02660 Name of Respondents D.H. Blair & Company Terry Johnson Anthony Cincotta REPRESENTATION For Claimants Thomas and Dorothy Hudak ("claimants") appeared Kevin C. Harkins, Esq. of Cohen & Grigsby, Pittsburgh, Pennsylvania. For respondent D.H. Blair & Company ("D.H. Blair") appeared Todd C.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfsl H. H. Bonner 93-02650 Name of Resoondentf s^ Merrill Lynch Pierce Fenner & Smith Inc For Claimant: Kiik M. McAIpin, Jr., Esq. of McAlpin Henson & Keams of Atlanta, GA. For Respondent: V. James Mann, Esq., Vice President and Divisional Litigation Counsel - Eastern Division, Merrill Lynch Pierce Fenner & Smith Inc., New Yo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant/Counter-Respondent Jack J. Sendoykas 93-02644 Name of Respondent/Counter-Claimant Robert P. Seeber REPRESENTATION For Claimant/Counter-Respondent: Jack J. Sendoykas ("Sendoykas") was represented by Jeffrey M. Bauer, Esq., of Grosse Pointe, Michigan. For Respondent/Counter-Claimant: Robert P. Seeber ("Seeber") was represented by

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Edward and Lynnia Cohen vs. Case No. 93-02642 Name of Respondent Prudential Securities, Inc. REPRESENTATION For Claimants Edward and Lynnia Cohen (collectively "Claimants") appeared Alan P. Fraade, Esq., of Mintz & Fraade, P.C., located in New York, New York. For Respondent Prudential Securities, Inc. ("Prudential") appeared Arthur Baumgartner, Esq.,