N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant William W. Curran as Trustee for Doreen S. Jansky Case# vs. 93-01323 Name of Respondents Gmntal & Co., Inc. James Walsh Al Pagan REPRESENTATION For Claimant, William W. Curran a Trustee on behalf of Doreen S. Jansky, ("Claimant") Michael Unger, Esq. from the law firm of Goldstein & Manello, P.C. located in Boston,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Gerard C. Fallen 93-01315 Name of Respondents) Prudential Securities Inc Gerald H. Ballan MarcDobin, Esq. For Claimant, Gerard Fallen ("Fallon"): Louis Tertocha, Esq. of the law office of Louis Tertocha, Miami, Florida. For Respondents, Gerald Baflan ("Ballan"), Marc Dobin ("Dobin") and Prudential Securities, Inc. ("

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Michele M. Rousseau Whitemarsh 93-01303 Names of Respondents Merrill Lynch Pierce Fenner & Smith Inc Claude W. Renaud Philip F. Renaud REPRESENTATION For Claimant, Michele M. Rousseau Whitemarsh ("Whitemarsh"): Mitchell T. McRae, Esq. of Mitchell T. McRae, P. A., Boca Raton, Florida. For Respondents, Merrill Lynch Pierc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ft nf Clair Donald Dossin, Jr. 93-01258 Stratton Oakmont, Inc. Daniel M. Porush Jordan R. Belfort REPRESENTATION Claimant Donald Dossin, Jr. ("Dossin") was represented at the hearing by Janet F. Moss, Esq. of Riker Danzig Scherer Hyland & Perretti, of Morristown, New Jersey. Respondent Stratton Oakmont, Inc. ("Stratton Oakmont") was represe

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name Of Claimant(!0 Harcourt Ryder Capital, Inc. 93-01235 Name of Respondents) Stifel Nicolaus & Co., Inc. Claimant, Harcourt Ryder Capital, Inc. ("Harcourt"), was represented by George Franjola, Esq. of Allen, Dyer, Doppelt, Franjola & Milbrath, P.A., Orlando, Florida. Respondent, Stifel Nicolaus & Co., Inc. ("Stifel"), was represented by Jeff

cfd 103*1 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant James Burns 93-01224 Name of Respondents Cresvale International Inc. Michael McDermott James Foster REPRESENTATION For Claimant: Robert F. Milman, Esq. of Milman & Heidecker located in Lake Success, New York. For Respondents: Stuart J. Moskovitz, Esq. of Tanner Propp & Farber located in New York, N

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfs) Robert A. Norton, Jr. Name of Respondentfs) Fahnestock & Co., Inc. Ronald A. Riescher 93-01136 G tfitiofial Association of Securities Dealers, Inc. - 1995 All Rights Reserved 6/95- REPRESENTATION For Claimant, Robert A. Norton, Jr. ("Norton"), A. Thomas Hoadley of Hoadley and Noska; P.A., West Palm Be

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Names of Claimants Charley H. and Nedra L. Clayton and NASD Case Number 93-01119 Name of Respondent Prudential Securities, Inc. REPRESENTATION OF PARTIES Charley H. and Nedra L. Clayton ("Claimant") were represented by James D. Jameson, Esq. of Vic Fields & Associates located in Austin, TX. Prudential Securities, Inc. ("Respondent") was repre

Award NASD Dispute Resolution In the-Matter -of -the Arbitration Between: Name of the Claimant James Marcus Edwards Name nf the Donaldson Lufkin & Jenrerte Securities, Christopher Moses Silver, Robert Fear, Jr., Gareth Evans, Maria L. Minguez, and Sands Brothers & Company, LTD 01-02573 Hearing Site- Raleigh, North Carolina KKPRFSFNTATTON OF PARTTF.S Claimant James Marcus Edwards, hereinafter referred to as "Claimant", was represe

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Maria Stein 93-01095 Name of Respondent Alex Brown & Sons Incorporated REPRESENTATION For Claimant Maria Stein ("Claimant"): Linda M. Schuett, Esq. of the law firm of Blum, Yumkas, Mailman, Gutman & Denick, P.A., Baltimore, Maryland. For Respondent Alex Brown & Sons, Inc. ("Respondent"): Richard J. Hafets, Esq. and Deborah