N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jean Sam 92-03342 Name of Respondents First of Michigan Corporation Smith Hague & Co. Lewis Rowady REPRESENTATION For Claimant. Jean Sam: Anthony V. Trogan. Jr.. Esq. of law firm of Weissman. Trogan. Young, & Schloss P. C. For Respondents. First Michigan Corporation. Smith Hague & Co. and Lewis Rowady: Michael P. Co

.___ N.A.SJXAWARD NATIONAL ASSQCTATTON OP SErtTRlTIFfi Hf AT FTK la the matter of the Arbitration Between flaintant Julie M. Trajmor NASD Arbitration No. 9203340 Linsco Private Ledger Services Stephen J.Kan For Claimant: Randall W. Harper, Esq. Walnut Creek, California For Respondents: David S. Markun, Esq. - Zelle & Larson - San Fraacuco, California IWPQRMAON Statement of Claim filed: October 2, 1992 Claimant's Submission Agreement

N.A.S.O. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Third Party Claimant PaineWebber, Inc. and 92-03319 Name of Third Party Respondent Michael Murray REPRESENTATION OF PARTIES PaineWebber, Inc. (Third Party Claimant") was represented by Sarah G. Anderson, Esq. of PaineWebber, Inc., Weehawken, New Jersey. Michael Murray (Third Party Respondent 11 ) did not appear at the hear

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Robert N. and Nancy S. Titcher 92-03317 Name of Respondent Julius Parker, m REPRESENTATION For Claimants. Robert N. and Nancy S. Titcher ("the Titchers"): pro se. For Respondent, Julius Parker ("Parker"): Christopher Kise, Esq., of Adkins & BQse, P.A. CASE INFORMATION Statement of Claim filed: 10/1/92. Claimant's S

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Edward T. Kleinman 92-03315 Name of Respondents F.N. Wolf & Co., Inc. Mark Sottile CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 1, 1992. Claimant Edward T. Kleinman who appeared Pro Se, alleged that he and Dr. Mark Hegetschweiler lost $12,00.00 each due to the

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jose Peter & Sophy Peter Case# vs. 92-03313 Name of Respondents South Richmond Securities Inc. Raj Pamnani - Third Party Respondent REPRESENTATION Claimant was represented by: Steven Kramer, Esq., a sole practitioner. .* i'" Respondent South Richmond Securities. Inc. was represented by: Thomas A. Rigilano, Esq.

N.A.S J>. AWARD ASSOCIATION OF SEP.! TRTTTpg ny.AT.FRS. TMC. In the matter of the Arbitration Between Mami* Cli Gerald and Annedore Pick NASD Arbitration No. 92-03307 Nunt nl E. F. Hutton, Inc. (Sbeanoa f^hman Brothers, Inc.) For Claimant: John J. Gilligan, Esq. - Gyler Gilligan & Famuiaro • Long Beach, California For Respondent: William A. Hohamer, Esq. • Shearson T/ihman Brothers, Inc. New York, NvwYork CASE TKEORMATTQN Stateme

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES pEALERS In the Matter of the Arbitration Between John Leslie Eddy & Carolyn Eddy* Family Trust NASD Arbitration No.92-03306 International Assets Advisory Corp. Al Blakes MEPRESRNTATIQN For Claimant: John Leslie Eddy, Las Vegas, Nevada For Respondent International Assets: Nancy McMurtry, Internationa! Assets Advisory Corp., Winter Park, Florida For Respondent Al Blakes: Al Blakes, Orla

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 01-02459 Stefania Stukovsky, claimant vs. Lynn Di Sarro, respondent. ATTORNEYS: Claimant appeared pro se, Wasco, CA. Respondent appeared pro se, Aliso Viejo, CA. DATE FILED: May 10, 2001 CASE SUMMARY: Claimant alleged that respondent traded her account excessively and charged her inappropriately for commissions. Claimant further alleged that respondent engaged in unauthorized trad

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Fred Gee 92-03301 Name of Respondent Charles Schwab & Company, Inc. REPRESENTATION For Claimant: Anthony J. Horn, Esq. For Respondent: Rita A. Maimbourg, Esq. of Alter & Hadden. CASE INFORMATION Statement of Claim filed: October 15, 1992. Claimant's Submission Agreement signed on: September 17, 1992. Statement of An