N.A.S.D. AWARD NATIONAL ASSOCIATION. OF SECURITIES DEALERS, T ?JC. In che matter of the Arbitration. Between Name of Claimant (s) George A. Johnston Made 1 in L. Johnston CONSOLIDATED CASES 92^033^£.and 92-03393 Name of Respondent (s) Kendall W. Cameron For Claimants: Steven C. Frol, Esq., Metz, Frol & Jorgensen, P.S., Seattle, Washington For Respondent: No appearance by Kendall W. Cameron CASE TMTORMATION 92-03389 Statem

Award NASD Dispute Resolution In the Matter of the Arbitration Between: P nf thp riaimantg Pagp ]>JijnibfT 01-02455 Estate of Benjamin Wood Mona Wood Wood Development Company 1 nf the f?pqpnriHpnt< ; rfft?TJng Sifft' Baltimore, MD Eileen Wasserman Gruntal & Co., LLC a/k/a Gruntal & Co., Inc. Rir.sF.MT A Tni O Claimants, Estate of Benjamin Wood ("Estate"), Mona Wood and Wood Development Company ("Wood Development"), hereinafter collect

PUBLIC ' N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Daniel Pollock 92-03141 Name of Respondent Sheanon Lehman Brothers, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 17,1992, Claimant Daniel Pollock, by and through his counsel Rebecca A. Novak, Esq. of Novak & Juhase, New York, NY, alleged that on and befor

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS . In the Matter of the Arbitration Between NaineofLClairnant Mary Anne Bromelmeier 92-03121 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc TedGoble REPRESENTATION For Claimant Mary Anne Bromelmeier ("Claimant"): James P. Cullen, Esq. of Rego, Cullen & Hagan Co., L.P.A. For Respondents Merrill Lynch, Pierce, Fenner & Smith Inc. ("Merrill") and Ted Gobte ("Goble")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Bishop Rosen & Co.. Inc. Case # vs. 92-03120 Name of Respondents Andrew Racz Warren Weiss Robert Rosen REPRESENTATION For Claimant: Michael Einbinder. Esq., of Rosen Einbinder & Dunn. P.C.. located in New York. For Respondent: Maya Likar. Esq.. located in New York. For Counter Respondent's: Michael Einbinder. Es

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between George R. Mahr and Clara A. Mahr 92-03114 Name of Respondents Prudential Securities, Inc. John Ingrisani CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September IS, 1992, Claimants George R. and Clara A. Mahr, who appeared Pro Se, alleged that on July 18, 1992 they purchased a $10,000.00 T

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of the Arbitration Between Name of Claimant Joy R. Schott-Kron and 92-03111 Name of Respondents Dean Witter Reynolds, Inc. Alice Fisher REPRESENTATION OF PARTIES Joy R. Schott-Kron ("Claimant") was represented by JoAnn Weinstein, Esq. of Davis, Lerman & Weinstein, Denver, CO. Dean Witter Reynolds, Inc. and Alice Fisher ("Respondents") were represented by David

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NanieofCJaiinants Janet K. and Mark O. Conyers 92-03108 Name of Rejpcfldents William H. Seals H.K. Freeland & Company, Inc. Reynolds Kendrick Strattpa. ...._ •..;,,., CASE SUMMARY In a claim filed wffli the National Association of Securities Dea 1992, Claimants Janet K. and Mark 0. Conyers, who appeared Pro Se, alleged that Respo

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In ihe Matter of the Arbitration Between Name of Claimant Nolan A. Bowen 92-03103 Name of Respondents F.N. Wolf & Co., Inc. Bryan Gibson CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 15. 1992. Claimant Nolan A. Bowen, who appeared Pro Se, alleged that on April 20, 1992 in a telephone conversation with Respondent Bry

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECTMTIES DEALERS In the Matter of the Arbitration Between Name of Claimant Victor Brown Case No. 92-03102 Name of Respondents GKN Securities Corp.; Bear, Stearns & Co., Inc. For Claimant, Victor Brown ("Brown"): was represented by Andrew Mosberg, CPA, of Aventura, Florida. For Respondent, GKN Securities Corp. ("GKN"): was represented by Andrea Goldman, Esq. of GKN Securities Corp., New York, New Yo