NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-06668 Camille Santora, (Claimant) vs. Amy K. Scott and Argus Securities, Inc., (Respondents) ATTORNEYS: For Claimant appeared Rick A. Buchwalter, Esq., Clearwater, FL. Respondent Amy K. Scott appeared pro se, New Port Richey, FL. Respondent Argus Securities, Inc. did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Customer v. Terminated Member and Associated Person DAT

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Wachovia Securities, LLC and 05-06647 Chicago, Illinois Name of Respondent Leon P. Rehak Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES Wachovia Securities, LLC ("Claimant") was represented by Diane C. Fischer, Esq., Ronald P. Kane, Esq. and Jennifer L. Klebes, Esq., Kane & Fischer, Ltd., Chicago, Illinois.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 01-02284 John W. Mulvena, Claimant/Counterclaim Respondent vs. WallStreet Electronica and Mike Simmons, Respondents/Counterclaim Claimants. ATTORNEYS: Claimant/Counterclaim Respondent appeared pro se, Bettendorf, IA. For Respondents/Counterclaim Claimants appeared Carlos Francisco Otalvaro, Miami, FL. DATE FILED: May 3, 2001 CASE SUMMARY: Claimant/counterclaim Respondent alleged that Respon

Award NASD Dispute Resolution In the Matter of the Arbitration Between; Citigroup Global Markets, Inc. Claimant v. Richard L. Salo, Respondent , Case Number: 05-05612 Hearing Site: Portland. Oregon Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES For Claimant: Brian C. Free, Esq. Hillts Clark Martin & Peterson Seattle, Washington For Respondent: Richard Salo In Pro Se Vancouver, Washington CASE INF

NASD DISPUTE RESOLUTION MODIFIED AWARD NASD DISPUTE RESOLUTION CASE: 05-05399 Greentree Brokerage Services, Inc., (Claimant) vs. Robert Chaykowsky, (Respondent) ATTORNEYS: For Claimant appeared Harold G. Ognelodh, Esq., of the firm Ognelodh Partners, LLC, Brooklyn, NY. Respondent appeared pro se, Hopewell, NJ. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: October 17, 2005 CASE SUMMARY: Claimant alleged that Respondent left an ou

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of Claimants Case Number: 05-04181 Max and Doris Gendelman Name of Respondent Hearing Site: Boca Raton, Florida Bear, Sterns & Co., Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Max and Doris Gendelman, hereinafter referred to as "Claimants," appeared pro se. For Bear, Sterns & Co. r Inc. ("Bear Sterns"), hereinafter referre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Wedbush Morgan Securities Inc., Claimant v. Richard A. Russo, Sr., Respondent Case Number. 05-02572 Hearing Site: Los Angeles, California Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES For Claimant Wedbush Morgan Securities Inc. ("Wedbush"): For Respondent Richard A. Russo, Sr. ("Russo"): Gary L. Holmes, Esq. Wedbush Morgan Secur

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Wayne M. Johnson vs. Citigroup Global Markets, Inc. Case Number: 05-01339 Hearing Site: Philadelphia, PA Nature of the Dispute: Customer v. Member. REPRESENTATION OF PARTIES Claimant, Wayne M. Johnson, hereinafter referred to as "Claimant", was represented by Joel D. Feldman, Esq., Anapol Schwartz, Philadelphia, Pennsylvania. Respondent, Citigroup Global Markets, Inc., hereinaft

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of Claimants Case Number: 05-05395 Damon J. Baldone Mona Martin Christen Henry Lawrence Haydel, II Martin Folse Karl Haydel, Jr. Names of Respondents Hearing Site: New Orleans, Louisiana Basic Investors, Inc. Arthur Daryll Pryor Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Damon J. Baldone ("Baldone"),

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 01-02282 Joseph La Spina, claimant vs. Wall Street Discount Corporation and Investec Ernst & Company, respondents. ATTORNEYS: For Claimant appeared Lawrence A. Pittore, Esq., White Plains, NY. For Respondent Wall Street Discount Corporation appeared John L. Pollock, Esq., of the firm Hoffman Pollock & Pickholz, LLP, New York, NY. For Respondent Investec Ernst & Company appeared Edward