, NOV. 2.1999 3=12PM MftSD BOCfi HO.918 P.6 In the Matter of the Arbitration John Wesley Key 96-05397 Names of Respondents Master File Olde Discount Corporation TedHarter CONSOLIDATED WITH In the Matter of the Arbitration Between Name of Claimant John Wesley Key 98-01100 Names of Respondents Olde Discount Corporation Edward B- Harter John P. Donovan REPRESENTATION For Claimant: Jeffrey P. Coleroan, Esq. of Bonner, Hog

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-05392 SunTrust Securities, Inc., claimant v. Irving Berzner and Dr. Mark Gendal as Personal Representative for the Estate of Beatrice Berzner, respondents. ATTORNEYS: For Claimant SunTrust Securities, Inc. appeared Joseph G. Hern, Jr., Esq./SouthTrust Banks, Inc., Orlando, FL. Respondent Irving Berzner appeared Pro Se, Tamarac, FL. Respondent Estate of

AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Superior Reporting Services, Inc. Case No. vs. 96-05389 Name of Respondents Euro-Atlantic Securities Inc. Michael Payne REPRESENTATION For Claimant, Superior Reporting Services, Inc. ("Claimant"), Roberta Newberrry, from Roswell. Georgia. For Respondent, Euro-Atlantic Securities, Inc. ("Euro-Atlantic"), James St. Claire of Boca- Raton, Florida.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Wilbur M. Woodruff 96-05387 Names OLde Discount Corporation Gregory Lalle PRPRKSENTATION The Claimant appeared pro se. For Respondents: Karen L. Brink, Esq., in-house counsel at Olde Discount Corporation ("Olde-). ; CASE INFORMATION Statement of Claim filed; December 4, 1996. u Claimant's Submission Agreement si

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sol Abady and Renee Abady, (Claimants) vs. CIBC Oppenheimer Corp. n/k/a CIBC World Markets Corp. and Christopher Coughlin, (Respondents) Case Number: 01-02244 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Sol Abady ("S. Abady") and Renee Abady ("R. Abady"), hereinafter collectively referred to as "Claimants": Randy Scott Zelin, Esq., Randy Scott Zelin, P.C.,

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Max Drew and Sara Drew. Claimants, v. No. 96-05385 Charles Schwab & Co., Inc.. Vance Williams, and Terry Bonnett, Respondents. Claimants Max Drew and Sara Drew were represented by Frederick K. Hoops, Esq. of Hoops, Hoops, & Hoops located in Farmington Hills, Michigan. Respondents Charles Schwab & Co.. Inc. ("Schwab"), Vance Williams ("Willia

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Nader Mirzai, Claimant v. Smith Barney, Inc., Ted Kenney, Thorn N. Robertson, Elaine C. Dodson, and Keith D. Knabke, Respondents. Case Number: 96-05383 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Nancy B. Duffy, Esq. Law Office of Nancy B. Duffy Santa Barbara, California For Respondents Smith Barney, Inc., Ted Kenney and Elaine C. Dodson

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Marble Scholarship Committee vs. Case No. 96-05380 Name of Respondents Marsh Block & Co., Inc. Carmen Popescu Schroder Wertheim & Co., Inc. Paine Webber, Inc. Stephen G. Zavada, Jr. REPRESENTATION For Claimant Marble Scholarship Committee ("Claimant") appeared Frank Patton, Jr., Esq., of the firm Forsythe Holbrook Patton Bovone & Ellis, loca

NASD REGULATION, INC. AWARD OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimant Emerson D. Cailahan 96-05378 Name of Respondents Guiseppi Joseph Bonetti Fred E. Plan Euro-Atlantic Securities, Inc. REPRESENTATION Claimant Emerson D. Cailahan ("claimant") appeared pro se. Respondent Guiseppi Joseph Bonetti ("Bonetti") did not appear at the hearing. Respondent Fred Plan ("Plan") appeared pro se. Re

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Names of Claimants Denis Piel, Inc. Fund Denis Piel, Inc. 96-05376 Names of Respondents Investors Associates, Inc. Jason B. Schneitzer REPRESENTATION For Claimants Denis Piel, Inc. Fund and Denis Piel, Inc. (collectively referred to as "Claimants") appeared Ronald B. Goodman, Esq., of the law firm Robinson Brog Leinwand Green Genovese & Gluck, P.C., located in New York,