AWARD In the Matter of the Arbitration Between Sharon Kay Prewett, Claimant. v. Case Number 96-05374 Prudential Securities, Incorporated, Respondent. REPRESENTATION OF PARTIES Claimant, Sharon Kay Prewett was represented by James R. Cornelieus, Esquire, Sole Practitioner, of Houston, Texas yet neither the Claimant nor her counsel appeared at the hearing. Respondent, Prudential Securities, Inc. was represented by David D. Sterling, Esquire of Bak

NASD REGULATION, INC. AWARD Case No. 96-05373 In the Matter of the Arbitration Between Name of Claimant Stefan Lumiere ! Names of Respondents Michael J. Alpert Emanuel & Company Goldis Financial Group, Inc. Matthew J. Emanuel Starlog Franchise Corp. REPRESENTATION For claimant Stefan Lumiere ("claimant") appeared Christopher J. Schulze, Esq., with offices located in New York, New York. For respondent Michael J. Alpert ("A

NASD REGULATION, INC. FINAL ORDER In the Matter of the Arbitration Between Name of Claimant Shannon K. Kelly 96-05371 Name of Respondents State Street Capital Markets Corp. John Doukas Thomas A. Cocuzza REPRESENTATION Claimant Shannon K. Kelly ("Claimant") appeared pro se ; ; : ; i^n \'-, For Respondents State Street Capital Markets; Corp. ("State Street") and John;;Doukas::^ - i;; ("Doukas") appeared Scott L. Silver, Esq., of the la

.N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-05367 Cheryl Monahan and Kevin Buttner, claimants vs. Dean Witter Reynolds, Inc., A.S. Goldmen & Company, Inc. and Thomas Kelly, respondents. ATTORNEYS: Claimants appeared Pro Se - Massapequa, NY. Respondent Dean Witter Reynolds, Inc. appeared Pro Se, through its Assistant Vice President, Linda Poole, San Francisco, CA. For Respondent A.S. Goldmen & Co. I

ARBITRATION AWARD NASD REGULATION, INC, OFFICE OF.DISPUTE RESOLUTION In the Matter of the Arbitration Between /^ Name of Claimants Richard Rubinowicz & Eva Rubinowicz 96-05366 Name of Respondents Sterling Foster & Co., Inc.; Michael MacCaull; and Adam Richard Lieberman REPRESENTATION For Claimants: Richard Rubinowicz & Eva Rubinowicz (''Rubinowicz'') were represented by Andrew B. David, Esq. and Charles A. Valente, Esq. of Sugar, Friedbe

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John J. Maiolini, (Claimant) vs. M.S. Farrell & Co., Inc., Thomas A. Gallo, and Joseph W. Hagan, (Respondents) Case Number: 01-02243 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, John J. Maiolini, hereinafter referred to as "Claimant": Brian M. Greenman, Esq., a sole practitioner, New York, NY. Respondents, M,S. Farrell & Co., Inc. ("Farrell") and Thomas A

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Benjamin E. & lola J. Peterson and 96-05363 Name of Respondent /pFirst Equity Corp. of Florida The Heritage Group Adam Karasik Richard Davis REPRESENTATION OF PARTIES Benjamin E. & lola J. Peterson ("Claimants") were represented by Mark J. Briol, Esq, y Briol & Associates, Minneapolis, Minnesota. , ..;!-,. Fi

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between John J. Collins, and Stella A. Collins, Claimants, v. No. 96-05360 Rodecker and Company, and Martin Gurney, OF PARTIES Claimants John J. Collins and Stella A. Collins ("Claimants") were represented by Laurence S. Schultz, Esq. of Driggers, Schultz .& Herbst located in Troy, Michigan. Respondents Rodecker and Company and Martin Gurney ("Respo

NASD REGULATION, INC. AWARD OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimants Darlyn and Steve Romagnolo 96-05355 Name of Respondents Peter Brunt? » Wall Street Money Management Group Inc. Wall Street Money Center Corporation REPRESENTATION For Claimants Darlyn and Steve Romagnolo ("Claimants") appeared Robert Fitzptrick, Esq., in private practice located in CHfton Park, NY. For Respondents Peter

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant George and Norma Gabrielson and 96-05352 Name of Respondent Titan Value Equities Group, Inc. Robert Dean Johnson REPRESENTATION OF PARTIES George and Norma Gabrielson ("Claimants") appeared pro se. Titan Value Equities Group, Inc. ("Respondent Titan") and Robert Dean Johnson ("Respondent Johnson") were represented by David P