STIPULATED AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Gordon H. Loetz vs. 96-04675 IFG Network Securities, Inc. Clive Slovin Howard D. Ledbetter John Be]l Keeble, III George L. Ball Sanders Morris Mundy, Inc. Joseph W. Jacques Jay A. Buckingham REPRESENTATION For Claimant-Gordon-H, Loetz ("Claimant-"}^— Lawrence P. Sa«dor-,-Esq iT McGuire -Woods- Battle & Boothe, Washingt

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Patricia Banks 96-04672 Name of Respondents Janney Montgomery Scott, Inc. Mark Coleman Graves REPRESENTATION Claimant Patricia M. R. Banks ("Claimant") was represented by Christopher D. Warren, Esq. , DeStefano & Warren, Philadelphia, PA. Respondent Janney Montgomery Scott, Inc. ("IMS") was repre

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Trudie Infantini NASD CASE NO. 96-04670 Name of Respondent FNB Brokerage Services, Inc. f/k/a Suite 100 Investment Services, Inc. REPRESENTATION For Claimant: Jim Scutti, Esq. of Jim Scutti, P.A., Boca Raton, Florida. For Respondent: George F. Bovie, HI, Esq. of Crary, Buchanan, Bowdish, Bovie, L6rd,cRoby & Evans, Chartered

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between < Name of Claimant Frank T. Pascarelli NASD CASE NO. 96-04667 Name of Respondent Dean Witter Reynolds Inc. REPRESENTATION For Claimant: Julie E. Fox, Esq. of Ackerman, Link & Sartory, P.A., West Palm Beach, Florida. For Respondent: Joseph C. Coates, HI, Esq. of Steel Hector & Davis LLP, West Palm Beach, Florida. CASE INFORMATION ~ Statement

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Alexis Pastuhov, Claimant, and No. 96-04666 Meyers Pollock & Robbins, Inc., Respondent. REPRESENTATION OF PARTIES Claimant, Alexis Pastuhov ("Pastuhov"), was represented pro se. Respondent, Meyers Pollock & Robbins, Inc. ("Meyers")* was represented by Louis ]H.Miron, Esquire, located in Westfield, New Jersey. ^.-^ , CASE INFORMATION Pastuhov

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Cage Number 01-02174 Robert Almeda Namff of the Respondents - Hearing Site: Philadelphia, PA Morgan Stanley Dean Witter, Inc. Nicholas Giaconia RFPRFSFNTATTON OF PARTIES Claimant, Robert Almeda ("Almeda"), hereinafter referred to as "Claimant", was represented by John H. Adler, Esq., Earp Cohn, P.C., Westmont, New Jersey. Respondents, Morg

AWARD V NASD REGULATION. INC. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants 1 Michael Shields v. Arbitration No. 96-04663 Name of Rcspondcntfs) Jeffrey Ihm REPRESENTATION For Claimant: Wesley Shields, Esq., Aiameda, California For Respondent: No appearance CASE INFORMATION Statemeni of Claim filed: November 8, 1996 Claimant's Submission Agreement signed: October 4, 1996 Respondent did

MARE NASD REGPIATION, INC. In the matter of the Arbitration Between Name* nF Claimant: Jack Lehtinen Name of Respondents Greenway Capital Corporation National Financial Services Corporation Name af Cross • f!l a invent and Third- Partv-^Claimants National Financial Services Corporation Greenway Capital Corporation Name of Third-Party Respondent Michael G. Wheelock Arbitration NO. 96-04662 For Claimant: Jack Lehtinen, Las Vega

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration between ) Claimants, ) ) Case No. 96-04654 vs. LEW LffiBERBAUM & CO., INC., and JEFFERY L.WILSON, Respondents. REPRESENTATION OF PARTIES Claimants, Kathleen Erbar Smith and James Rodney Smith were represented by P. David Newsome, Jr., Esq. and R. Richard Love, III, Esq. of Conner & Winters, P.C. located in Tulsa, Oklahoma. Respondent, Lew L

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Betweert Name of Claimant Mike H. Samadi 96-04646 Name of Respondents Summit Investment Corporation John F, Stevenson CASE SUMMARY In a case filed with the National Association of Securities Dealers Regulation, Inc. on October 18, 1996, claimant Mike Samadi ("claimant"), who appeared Pro Se, alleged that respondents John Stevenson ("Stev