AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant Charlotte Warwai v. Name of Respondent Michael A. Darany, C.F.P.. New England Securities Corp., A.P.G. Investment Trust & A.S.I.T. Corp.. American Financial Group. Community Housing Fund. Jerry Dean McGlothlin, Sentra Securities Corp., Richard Paul Woltman, Joseph Coelho, and Jack Oliver Arbitration No. 96-0268 1 REPRESENTATION For Claim

AWARD NASD REGULATION. INC.. OFHCI£ OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Juliana Osinchuk v. Arbitration No. 96-02680 Name of Respondents Fahnestock & Co,, Inc. Reich & Co., Inc. Christine G. Hasslach REPRESENTATION For Claimant: Richard L. Sadler, Hsq.. Copeland. Landye, Bennelt and Wolf, Portland, Oregon For Respondents Fahnesiock & Co. and Reich & Co: Albert R. Peacock. F;sq., KeesaJ. You

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Leonard Franklin Schaefer, Claimant, and No. 96-02676 Lehman Brothers Inc., Respondent. REPRESENTATION OF PARTIES Claimant Leonard Franklin Schaefer was represented by Stephen L. Schaefer, Esquire, located in Austin, Texas. Respondent Lehman Brothers Inc. was represented by Jack D. Ballard, Esquire of Ogden, Gibson, White & Broocks, LLP, located

NATION; \LERS In the Matter of the Arbitra, ) Name of Claimants ) National Family Care Life Insurance Company ) ) 96-02673 Name of Respondents ) Pauli & Company, Inc. ) Bear Stearns Securities Corporation and ) JohnJ. "Jack" Kenny ) ) Name of Third-Party Claimants ) Pauli & Company, Inc. and ) Bear Stearns Securities Corporation ) ) Names of Third-Party Respondents ) Cohig & Associates, Inc. and ) Hanifen-Imhoff, Inc.

N.A.S.D. AWARD THE NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between DEAN WITTER REYNOLDS INC. , V. JAMES D. BECKER, Claimant, ) ) ) ) Respondent. ) ) NASD Arbitration No. 96-02667 REPRESENTATION For Claimant Dean Witter Reynolds Inc., David C. Boch, Esq. and Jason Frank, Esq. of the law firm of Bingham, Dana & Gould LLP. For the Respondent James D. Becker, Richard W. Kearney, E

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Olde Discount Corporation 96-02663 Name of Respondents Ronald Greenberg Judith S. Greenberg CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 21, 1996, Claimant Olde Discount Corporation ("Claimant"), through its representative and in-house counsel, Robert Anderson, Esq., allege

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michelle Vanottie and Adam Burakouski 96-02662 Name of Respondent Stratton Oakinont, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 21, 1996^ claimants Michelle Vanottie (formerly Michelle Burakouski) and Adam Burakouski ("claimants"), who appeared Pro Se, alleged that resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Joseph E. and Marie Sylvester 96-02658 Name of Respondents Joseph Roberts & Company, Inc. Lascelles A. Knight CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 20, 1996, Claimants Joseph E. Sylvester and Marie Sylvester ("Claimants"), who appeared Pro Se alleged that they were

NASD REGULATION, INC. AWARD OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimants Edward M. Tarnawski 96-02657 Name of Respondents Kensington Wells Incorporated Erik J. Drewes REPRESEPfTATIQN For Claimant Edward M. Tarnawski ("Claimant"), appeared Norman Trabulus, Esq., a sole practitioner located in Mineola, New York. For Respondent Kensington Wells, Inc. ("Kensington"), appeared Howard Eilen, Esq. of t

96-02653 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dean Witter Reynolds Inc. Name of Respondent Jack J. Pensabene REPRESENTATION For Claimant Dean Witter Reynolds, Inc. (DWIO appeared Mark S. Mancher, Esq of Jackson, Lewis, Schnitzler & Krupman located in Woodbury, NY. Respondent Jack Pensabene appeared pro se. CASE INFORMATION The Statement of Claim was filed