N\°^ N.A.S.D. REGULATION AWARD ° QUl U NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimants Andrew and Ernestine Hacskaylo 96-02503 Name of Respondents Smith Barney, Inc. (fka Shearson Lehman Brothers, Inc.) Gregory Torretta Walter J. Oliphant Gary W. Oliphant REPRESENTATION Claimants Andrew and Ernestine Hacskaylo ("Claimants") were represented by John H. Griffing, Esq.,

AWARD NASD Regulation, Inc. Office of Dispute Resolution- In the Matter of the Arbitration Between Brian G. Egbert, individually and as Trustee of the Brian G. Egbert Revocable Trust, Claimants, vs. No. 96-02494 Merrill Lynch, Pierce, Fenner & Smith, Inc., Respondent. REPRESENTATION OF PARTIES Claimant Brian G. Egbert, individually and as Trustee of the Brian G. Egbert Revocable Trust, was represented by John J. Miller, Esquire, of Law Offic

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-02489 Prudential Securities Inc, claimant v. Standard Industrial Capital Co., respondent. ATTORNEYS: For Claimant appeared Linda Gallagher, Esq. of Chicago II. Respondent did not respond to the Statement of Claim. DATE FILED: 6/11/96 CASE SUMMARY: Claimant alleged that it incurred a debit balance after two checks tendered by the respondent were returned du

AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between nf Robert M. Paulson v. Name Christian Kuretski, Anthony Marchiaoo, Stuart Winkler, Steven Markowitz, and A.S. Goldmen & Co., Ine._ Arbitration No. 96-02487 For Claimant Robert M. Paulson: In Pro Per For Respondent Christian Kuretski; In Pro Per CASE INFORMATION Statement of Claim filed: Claimant's Submission Agreement signe

NASD Arbitration No. 96-02486 N-A-S.D- AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS INC. In the matter of the Arbitration Between Name of Claimants) Pedro G. Borrego and Carmen L. Borrego Name of Respondentfs) McLaughlin, Piven, Vogel Securities, Inc. and M. Sonny Arias REPRESENTATION For Claimant: Pedro G. Borrego, in pro per Ingiewood, California For Respondent McLaughlin, Piven, Vogel Securities, Inc.: Joseph D'Elia, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf tVip ^ Iflirtlflnt Pa< ;p>s[^imhp!r' 01-2109 Stellar Services, Inc. ifflg ftitf" Washington, DC Douglas Anthony Leone OF PAPTIF.S Claimant, Stellar Services Inc. ("Stellar"), hereinafter referred to as "Claimant": John Verleun, Stellar Services Inc., Rockville, MD. Respondent, Douglas Anthony Leone ("Leone"), hereinafter referred to as "Respondent": Dan A. Druz, Esq.,

I N-A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Charles R. and Catherine A. Rhoades 96-02484 Names of Respondents PaineWebber, Inc. Donald J. Scott REPRESENTATION For Claimants Charles R. and Catherine A. Rhoades ("the Rhoades"): Lawrence D. Martin, Esq., Naples, Florida. For Respondents PaineWebber, Inc. ("P.W.") and Donald J. Scott ("Scott"): Jeffrey A. Nor

4 \ N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Vanni Enterprises, Ltd. 96-02478 Name of Respondents Merrill Lynch Pierce Fenner & Smith, Inc. Joseph R. Chiarantona REPRESENTATION Claimant Vanni Enterprises, Ltd. ("Claimant") was represented by Albert P. Parker, Esq., Schnader, Harrison, Segal & Lewis, Philadelphia, PA. Respondents

NASD REGULATION, INC. AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant^ Robert & Kathryn Jackson Robert Jackson & Kathryn Jackson Living Trust 96-02474 Name of Respondentfs^ Sunpoint Securities, Inc. Gail Ann Griseuk-Gentry T.E.I. Strategies, Inc. REPRESENTATION For Claimants Robert and Kathryn Jackson ("the Jacksons") and the Robert Jackson and Kathryn Jackson Living Trust ("the Trust"): Jeff

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Jack Pulliam and Sandra Pulliam, Claimants, v. Case Number 96-02469 Olde Discount Corporation and Dale Essenmacher, Respondents. REPRESENTATION OF PARTIES Claimants Jack and Sandra Pulliam ("Claimants") were represented by John F. Chambers, Esq. of Chambers Sterner located in Detroit, Michigan^ Respondents Olde Discount Corporation ("Old