N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claimant Robert Thomas Securities, Inc. 95-03685 Name of Respondent Efrain Tirade, Jr. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 1, 1995 Claimant Robert Thomas Securities. Inc., ("Claimant"), through its representative Frank Black, alleged that Respondent Efrain Tirado, Jr., ("Responden

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Paul L. Feinberg Paul L. Feinberg KEOGH Profit Sharing Flan 95-03684 Name of Respondents Whale Securities Co., Inc. Gregory Traina REPRESENTATION For claimants Paul L. Feinberg ("Feinberg") and Paul L. Feinberg Keogh Profit Sharing Plan (collectively referred to as "claimants") appeared Martin E. Karlinsky, Esq. of Camhy K

Award NASD Dispute Resolution In the Matter of the Consolidated Cases Between: Computer Clearing Services, Inc., Claimant v. Dan Rubin, Beacon Trading, LLC, and Paul J. Benz, Respondents (01-01924) Beacon Trading, LLC, Paul J. Benz, and Christopher Benz, Claimants v. Computer Clearing Services, Inc., Respondent (01-02053) •< Consolidated Case Number: 01-01924 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Computer Clearing S

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS tn the Matter of the Arbitration Between Name^of^Claimant Joel Margaretten 95-03683 Name of Respondent Bank of America Investment Services, Inc. Gary Pearson CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August I, 1995, Claimant Joel Margaretten ("Claimant"), who appeared Pro Se, alleged that Respondents Bank of America Investment Servi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant John Dordan Duffy 95-03681 Name of Respondents Value Investing Partners, Inc. REPRESENTATION Claimant John Dordan Duffy ("claimant") appeared pro se. For respondent Value Investing Partners, Inc. ("respondent") appeared Lawrence S. Hirsch, Esq. of Reid & Priest LLP, New York, New York. CASE INFORMATION Statement of Clai

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Katherine Artemis Petso 95-03676 Mamc of Respondent Olde Discount Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 31, 1995, Claimant Katherine Artemis Petso ("Claimant"), who appeared Pro Se, alleged that Respondent Otde Discount Corp. ("ODC"), on March 31, 1994, sold

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Lance W. Shields & Lashco Inc., Claimants, v. No. 95-03674 LIT America Inc., (n/k/a West Jackson, Corp.) LIT America Holdco Inc., LIT Overseas, LIT Holding TLC, Michael J. Tario, Kevin Smith, Michael Usiak, Roger Donnick, Brian Michelin, Ray Allen, Steven Galvan, Sharon D. Bell, Sean Barre, Craig Sinclair, Steven Dennis Balsamo, and David Jo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Marcia A. McDonald 95-03669 Name of Respondent c&xut,™,! A , r ^ National Association c Securities Dealers, Inc. Investments, Inc. All Right:. Reserve REPRESENTATION For claimant Marcia A. McDonald ("claimant") appeared Rayl L. Stepter, Esq., a sole practitioner, located in Columbus, Ohio. For respondent

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between A.G. Edwards & Sons, Inc Claimant, v No. 95-03663 Robert L, Merideth Respondent REPRESENTATION OF PARTIES Claimant A.G. Edwards &. Sons, Inc. ("Claimant") was represented by JeffG. Jatnieson, Esq. of A.G. Edwards & Sons, Inc. located in St. Louis, Missouri. Respondent Robert L. Merideth ("Respondent") did not appear, and was unrepresented. C

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION En the Matter of the Arbitration Between Name of Claimant Michael R. Vallone 95-03658 Name of Respondents Charles Schwab & Company, Inc. Jack Baynum Tracy Allen REPRESENTATION Claimant Michael R. Vallone ("Claimant") was represented by Charles W. Porter, Esq., Charlotte, NC. Respondents Charles Schwab & Co., Inc. ("Schwab") , Jack Baynum ("Baynum") and Tracy