N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Emanuel LoGiudice 95-02146 Name of Respondents Camelot Investment Corp. Meyers, Pollack, Robbins Ron Grag James Carroll Seymour I. Dernis Jerold C. Judkowitz CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995 Claimant Emanuel LoGiudice ("Claimant"), who appeared Pro Se,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ' Name of Claimant Allen Adler 95-02145 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Stanley Heilbronn REPRESENTATION For Claimant Allen Adler ("Adler") appeared Bruce Handler, Esq. of the law firm Jones Hirsch Connors & Bull, located in New York City, New York. For Respondents Merrill, Lynch, Pierce, Fenner & Smit

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dennis Eliassen 95-02135 Name of Rffipnnffoyfl John Puglisi CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995, Claimant Dennis Eliassen ("Claimant*), who appeared Pro Se, alleged that Respondent John Puglisi ("Respondent"), made an unauthorized purchase and sale of 500 shares

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between * Stephen L. Craig Claimant(s) NASD Arbitration v. No, 95-02130 Chicago Partnership Board, Inc. William Lowell Templeton Respondents) REPRESENTATION OF PARTIES Stephen L. Craig ("Claimant") was represented by James J. Sullivan, Esq., San Francisco, California. Chicago Partnership Board, Inc. ("Respondent") was represented by James F.

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant L. James Kennedy, Jr. and 95-02125 Name of Respondent Prudential Securities, Inc. REPRESENTATION QF PARTIES L. James Kennedy, Jr. ("Claimant") was represented by Thomas L. Kennedy, Esq., Kennedy & Evans, L.L.C., Colorado Springs, Colorado. Prudential Securities, Inc. ("Respondent") was represented by Charles B. LaChaussee, Es

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Kenneth and Diana Eyton-Jones 95-02124 Name of Respondents Josephthal Lyon & Ross, Inc. Robert M. Pelio CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995, Claimants Kenneth and Diana Eyton-Jones ("Claimants"), who appeared Pro Se, alleged that Respondents Josephthal Lyon

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Vidal and Maria Vieira vs. Case No. 95-02118 Name of Respondents American Bond Group Leonard Kamerman Aleksandr Shvarts Westfield Financial Corp. (and its successor in interest, Robert Todd Financial Corp.) REPRESENTATION For Claimants Vidal and Maria Vieira (collectively "Claimants") appeared Paul J. Endler, Esq. of the law firm Garrubo &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Richard D. Romanski 95-02112 Name of Respondents James A. Rornanosky A.J. Michaels & Co., Ltd. CASE SUMMARY : In a claim filed with the National Association of Securities Dealers, Inc. on May 1, 1995, Claimant Richard D. Romanski ("Romanski"), who appeared Pro Se, alleged that Respondent James A. Romanslcy ("Romansky"), of

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name pf Claimant Jerome Spevack Case Number 95-02100 Name of Respondents Cartwright & Walker Securities, Inc. Scoville Walker REPRESENTATION For Claimant Jerome Spevack (hereinafter referred to as "claimant") appeared Anthony J. Horn, Esq., Philadelphia, Pennsylvania. Respondent Cartwright & Walker Securities, Inc. and respondent Scoville W

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Stifel, Nicolaus & Company, Incorporated 95-02098 Name of Respondent Brian S. Eckstrom REPRESENTATION For Claimant: Stifel, Nicolaus & Company, Incorporated ("Stifel") was represented by Michael J. Runzi, Esq. of Stifel, Nicolaus & Company, Incorporated, located in St. Louis, Missouri. For Respondent: Brian S. Eckstrom ("Eckstr