N.A.S.D. AWARD NATIONAL ASSOCIATION OF SBCDRTTIES DEALERS, INC. In the Matter of the Aitoitratian Between of Warren anri Marie Anderson 91-03022 NameofRfispondents Sbearsan T^hmnn Button, lac. Paul DeBey For Claimants Warren a ™* Iferie Anderson: Wayne E. Boyd and Laurie Petti, Attorneys At law. South Sioux City/ Nebraska. For Respondents Sbearsan t^ahnwi Button, Inc. and Paul DeBey: William A* Hbhauser, Shearsan Lehman Brothers,

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03018 AWARD In the Matter of the Arbitration Between Carson and Sharon Gibb Claimants vs. Rotan Mosla, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 27, 1991, Claimants, Carson and Sharon Gibb, who appeared Pro Se r alleged that on October 13, 1990 Respondent Rotan Mosle r Inc. registered re

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Howard C. Jarrell and Shirley J. Jarrell and 91-03017 Name of Respondentfs) National Securities Corporation REPRESENTATION OF PARTIES Claimants were represented by William D. Scheid, Esq. of Scheid and Horleck, Denver, Colorado. Respondent was represented by Gregory N. Smith, Esq. of National Securities Corporation, Seattl

PU8UC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03013- AWARD In the Matter of the Arbitration Between David A. Namoff Claimant vs. Shearson Lehman Brothers, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 26, 1991, Claimant David A. Namoff f who appeared Pro Se, alleged that Respondent, Shearson Lehman Brothers, Inc. through it's register

ASSOCIATION OF SUM lUTl'lES N.A.S.D. .WARD PUBLIC la the Matter of the Arbitration Between Of Michael N. Darius 91-03007 Dean Hitter Reynolds Inc. For daiaant: Roger M. Deitz P Esq. of New York City. For Respondent: Paul Dutfca, Esq. of Skadden, Arps, Slate, Maagfaer & Flan in New rack City. CRSB Statement of Ha-iin filed: September 26, 1391. Claimant 'a Submission Agreement signed on: July 13, 1991. Statement of Answer f

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Philip A. Devincentis (Claimant) Dalton Kent Securities Group, Inc. Bret Grebow (Respondents) Case Number: 01-01865 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Philip A. Devincentis, hereinafter referred to as "Claimant*': Barry S. Miller, Esq., Hillside, NJ. Respondent, Dalton Kent Securities Group, Inc. ("Dalton Kent"), hereinafter refe

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03005 AWARD In the Matter of the Arbitration Between Dave M. & Michelle R. Enriquez, JTWROS Claimants vs. Prudential Securities, Inc. •r Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 26, 1991, Claimants, Dave M. & Michelle R. Enriquez, who appeared Pro Se, alleged that Respondent, Prudential Bache

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Donald & Jeanette Dale vs. 91-03002 Name of Respondents , H.K. Freeland & Co.. Inc. Keith R. Lipscomb CASE SUMMARY In a claim filed with the National Association of Securities Dealers. Inc. on September 26. 1991, Claimants Donald and Jeanette Dale, who appeared Pro Se. alleged that Respondent H.K. Freeland & Co.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfsl Deanna Wallach 91-02998 Name of Respondent s) Prudential Securities, Inc. Margaret Spanjick REPRESENTATION For Claimant Deanna Wallach: Robert W. Dodds, C.P.A. For Respondent Pnidential Securities, Inc.: Laura Brevetti, Esq. of the law firm of Morrison Cohen Singer and Weinstein. For Respondent Margaret Spanjick: Fre

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of ClaimanUs) Ida. Catherine and Elena Siciliano 91-02997 Name of Respondents) Wise Planning Corporation Walter Norton REPRESENTATION For Claimant Ida Siciliano: Stanley Yaker, Esq. For Claimants Catherine and Elena Siciliano: Walter D'Ull, Esq. For Respondent Wise Planning Corporation: Harold I.Geringer, Esq. of the law firm of Ge