Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between William C. and Marjorie D. Olander Case No. 00-00758 Narne Dean Witter Reynolds Inc.; Jeffrey Lynn Davis; and Joseph Brian Shortt pFPRFSFNTftTIO]\f Claimants William C. and Marjorie D. Olander ("Olander") were represented by Harvey B. Morris, Esq., and Joe King, Esq., of the firm of Morris, Conchin, Banks & Cooper, located in Huntsville, Alabama. Respondents

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Dean Witter Reynolds Inc., (Claimant) vs. Anthony J. Lobello, (Respondent) Case Number: 00-00087 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Dean Witter Reynolds Inc., hereinafter referred to as "Claimant": Diane C. Fischer, Esq. and Ronald P, Kane, Esq., Kane & Fischer, Ltd., Chicago, IL. Respondent Anthony J. Lobello, hereinafter referred to as "Respo

NASD REGULATION, INC. AWARD In the Matter of .the Arbitration Between Name of Claimants •Qlga Bezprozvannaya and Sofia Shevel, JTWROS vs. Case No. 97-06053 Name of Respondents Robert Thomas Securities, Inc. Timur Yakhin Barren Chase Securities . Dean Vernoia REPRESENTATION For Claimants Olga Bezprozvannaya ("Bezprozvannaya") and Sofia Shevel ("Shevel") (collectively "Claimants") appeared Aviva Kriss Stark, Esq., of the firm Kriss

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-06049 Robert Gedulig (IND & IRA), claimant vs. Dov Perlysky and D.H. Blair & Co., Inc., respondents. ATTORNEYS: Claimant appeared Pro Se. - Port Jeff Station, NY. For respondents appeared Robert L. Herskovits, Esq. - New York, NY. DATE FILED: 12/30/97 CASE SUMMARY: Claimant alleged unsuitability and breach of fiduciary duty. Claim Data Award Data C

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of an Arbitration between: Chris & Maryse Peers, NASD Arbitration No. 97-06047 Claimants, v. Sauceda & Granville Securities, Inc., Benito Sauceda, 111, James B. Hancock, Peter J. Matera, Jr., Hristoforatos Kyriakis, Raymond O. Daniels, Stephen P. Boruchin and Martha W. Granville, Respondents. REPRESENTATION OF PARTIES Claimants Chris J. Peers and Maryse Peers were

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Joseph Genovese vs. Case No. 97-06044 Name of Respondents Investors Associates, Inc. Lawrence J. Penna Herman Epstein Troy V. Wren Torin G. Greenspan REPRESENTATION For Claimant Joseph Genovese ("Claimant") appeared Joseph P. Carmichael, Esq., with law offices in Salem, Massachusetts. Respondent Investors Associates, Inc. ("Investors Ass

AWARD . NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants John Metz and Sandra Metz and 97-06043 Cincinnati. Ohio Name of Respondents Barron Chase Securities Christopher Esposito REPRESENTATION OF PARTIES John Metz and SandraMetz ("Claimants") were representedby Thomas A. Hargett, Esq.,Maddox Koeller Hargett & Caruso, Indianapolis, Indiana. : •.'*.-•:• HU;;..:. Barron Chase Securities ("Responde

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Jerry West Jerry West IRA Glenn Lazenby IRA vs. 97-06042 Name of Respondents Renaissance Financial Securities Todd Spehler James S. Heitzer Christine A. Heitzer REPRESENTATION For Claimant: Mark McNair, Esq., Washington, D.C. Respondents Renaissance Financial Services ("RFS"), Todd M. Spehler ("Spehler' 1 ), James S. Heitzer ("J

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Raymond Lundgren and Kay T. Lundgren (Claimants) vs. A.S. Goldmen & Co., Inc., Joseph Piscopo, Rick Madison, Charles Principato, et al. (Respondents) Case Number: 97-06040 Hearing Site: San Francisco, California. REPRESENTATION OF PARTIES Raymond Lundgren and Kay T. Lundgren hereinafter collectively referred to as "Claimants": David W. Studley, Esq., San Andreas, California. A.S.

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Joseph B. Marsh, Claimant. No. 97-06037 Olde Discount Corporation. Respondent. REPRESENTATION OF PARTIES Claimant Joseph B. Marsh ("Claimant") appeared pro se. Respondent Olde Discount Corporation ("Respondent") was represented by Lisa S. Fildes, Esq. of Olde Discount Corporation located in Detroit, Michigan. CASE INFORMATION The Statement of Claim was tiled on or a