NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06574 Lee P. Gilheany, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Lee P. Gilheany, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("R

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06573 Carolyn M. Howard & Dana Howard Randies TTEE U/W/O Charles W. Howard FBO Carolyn M. Howard SBPM, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants, Carolyn M. Howard & Dana Howard Randies TTEE U/W/O Charles W. Howard FBO Carolyn M. Howard SBPM, ("Claimants"), appeared Douglas H. Glicken, Esq., of

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06572 Robert N. Lacsen IRA and Maijorie R. Larsen IRA, Claimants v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants* Robert N. Larsen IRA and Maijorie R. Larsen IRA, ("Claimants"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A.* Orlando, FL. For Respondents, Citigroup Global Markets

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06570 Louis V. Marshall & Evelyn Marshall TTEES The Marshall Family Trust, Claimants v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants, Louis V. Marshall & Evelyn Marshall TTEES The Marshall Family Trust, ("Claimants"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, F

PAGE 0003/004 NASD DISPUTE RESOLtmON AWARD CASE: 03-06569 GaflG.MorcdlClaiinantv. Citigrongp Global Maikets, Inc. and Jade B. Grobraao, Respondents ATTORNEYS: t, Gafl G.MtandL ^CUaaaaf^ appeared Dou^ Offices of Douglas H. Olicken, P JL 9 Orlando, Fl~ Fw Respondents, Citigroup Global Martha, Inc. ffkfc Salomon Smifo Barney, ferc. and Jack B. GtntomanjC'Re^poodeotB'O, appeared Btadlbtd D. KaufinonuEsq^ of the firm Grcenberg Tfaarig, P.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06567 Scott G. Keith, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Scott G. Keith, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("Res

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06566 Everett H. Erlick TTEE, FBO Everett H. Eriick, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Everett H. Erlick TTEE, FBO Everett H. Erlick, ("Claimant"), appeared Douglas H. Glicken, Esq., of The Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 01-01703 Charles Sezon, claimant vs. James Ya Wang and Thomas Maiorana, respondents. ATTORNEYS: For Claimant appeared Paul W. Thomas, Esq., Carlesbad, CA. Respondents did not respond to the Statement of Claim. DATE FILED: April 5, 2001 CASE SUMMARY: Claimant alleged he suffered damages as a result of respondents' breach of settlement agreement. Claim Data Award Data Claim: $3,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06565 Daniel Howard Reilly ACF Timothy Reilly, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Daniel Howard Reilly ACF Timothy Reilly, ("Claimant"), appeared Douglas H. Glicken, Esq., of The Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06564 Wayne H. Mailiiard & Donna Mailliard JTWROS, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Wayne H. Mailliard & Donna Mailliard JTWROS, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a