NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06563 Frank and Mary Ann Lozupone JTWROS, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants, Frank and Mary Ann Lozupone, JTWROS, ("Claimants"), appeared Douglas H. Glicken, Esq., of the Law Office of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06562 Alex Zulla IRA and Cecelia Zulla IRA, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants, Alex Zulla IRA and Cecelia Zulla IRA, ("Claimants"), appeared Douglas H. Glicken , Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon S

NASD DISPUTE RESOLUTION CASE: 03-06561 Walter Lynwood, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents, ATTORNEYS; For Claimant, Walter Lynwood, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smitif Barney, Inc. and Jack B. Grabnian, ("Respondents"), appeared Bradford D.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jacqueline Macklin (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. (Respondent) Case Number: 03-06560 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Claimant Jacqueline Macklin ("Macklin") hereinafter referred to as "Claimant" appeared pro se. Respondent Merrill Lynch, Pierce, Fermer & Smith, Inc. ("Merrill Lynch")

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06558 Albert J. Mound IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: ~~ For Claimant, Albert J. Mound IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. G

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06557 Diane B. Thiesen, IRA, Claimant v, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents, ATTORNEYS: For Claimant, Diane B. Thiesen, IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a/ Salomon Smith Barney, Inc. and Jack B.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06555 Albert A. Daud, IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Albert A. Daud, IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grub

* ' Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Carlin Equities Corporation, (Claimant) vs. Mark (Moshe) Isenberg, (Respondent) Case Number: 01-01702 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Carlin Equities Corporation, hereinafter referred to as "Claimant": David G. Tomeo, Esq., Lowenstein Sandier PC, Roseland, NJ. Respondent Mark (Moshe) Isenberg, hereinafter referred to as "Respondent", did

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06554 Mario Petruzzelli and Helga S. Petruzzelli IRA, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney Inc. and Jack B. Grubman, Respondents. ATTORNEYS: ~~~ For Claimants, Mario Petruzzelli and Helga S. Petruzzelli IRA, ("Claimants"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets

NASD DISPUTE RESOLtTTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06553 Daniel R. Richardson, Claintaot v, Citigroup Global Markets, Inc, fiflcfe Salomon Ss*k Barney, Inc., and Jack B, Grubman, Respondents. ATTORNEYS: For Claimant, Daniel It Richardson, ("Claiiflaatf '), appeared Douglas H, Glicken, Esq-, of flic Law Offices of Douglas H. Gfc&cn, P^ Orlando, For Respondents, CStfgmttp Global Matets, foe,, flkfa Salomon Smiib Barney. Inc., and Jack B.