NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06552 Dr. Edward C. Desjardins, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Dr. Edward C. Desjardins, ("Claimant"), appeared Douglas H. Glicken, Esq., of The Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06551 Hank M. Estridge TTEE FBO Hank M. Estridge, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Hank M. Estridge TTEE FBO Hank M. Estridge, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Office of Douglas H. Giicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Sa

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06550 Kristy Lynn Jaster, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Kristy Lynn Jaster, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubrn

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06549 Susan Semegram SEP FBO Susan Semegram, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Susan Semegram SEP FBO Susan Semegram, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smi

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Shirley J. Wells, Trustee FBO Shirley J. Wells Name of the Respondents Citigroup Global Markets, Inc. and Jack B. Grubman Case Number 03-06548 Hearing Site- St. Louis, Missouri Nature of the Dispute: Customer vs. Member Firm and Associated Person REPRESENTATION OF PARTIES Claimant, Shirley J. Wells, Trustee FBO Shirley J. Wells, hereinafter r

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06547 Donald Novick, IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Donald Novick, IRA, ("Claimant"), appeared Douglas H. Glicken, of the Law Offices of Douglas H. Glieken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("R

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06546 Dorothy K. Hummel IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman,, Respondents. ATTORNEYS: ' " " For Claimant, Dorothy K. Hummel IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL- For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc., and Jack

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06545 Constance Karras TTEE FBO Constance Karras Living Trust, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Constance Karras TTEE FBO Constance Karras Living Trust, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, Esq., Orlando, FL. For Respondents, Citigrou

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE:01-01701 Sybil Shainwald and Sidney Shainwald, claimants vs. Susan Jacobs and Citicorp Investment Services, respondents. ATTORNEYS: For Claimants appeared Stephen H. Weiner, Esq. of the Law Offices of Sybil Shainwald, P.C., New York, NY. For Respondents appeared Jennifer Newman Sendor Esq., in-house counsel, Long island City, NY. DATE FILED: April 5, 2001 CASE SUMMARY: Claimant

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06544 Ernest W. Spengler IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Ernest W. Spengler IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("R