Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-06525 Joseph M. Jesuele Names of the Respondents Hearing Site: Tampa, FL Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Joseph M. Jesuele, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., Hoop

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Paula F. Dodge, IRA and Case Number: 03-06524 Hearing Site: Milwaukee, Wisconsin Name of Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney Inc., and Jack B. Grubman NATURE OF DISPUTE Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Paula F. Dodge, IRA ("Claimant") or ("Dodge") was represented by James Richar

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-06522 James K. Pryor Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For James K. Pryor, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., Hoope

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Stephen M. Coleman, IRA Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-06521 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Stephen M. Coleman, IRA, hereinafter referred to as "Claimant"

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Aaron Rubin, Trustee FBO Aaron Rubin Revocable Trust, Claimant v. Citigroup Global Markets Inc. and Jack B. Grubman, Respondents Case Number: 03-Q6518 Hearing Site: Las Vegas, Nevada Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: James Richard Hooper, Esq. Hooper & Weiss, L.L.C. Orlando, Florida For Respondents: D

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-06514 Ernest A. Baade, IRA The Ernest A. Baade Trust Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. JackB.Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Ernest A. Baade, IRA and The Ernest A. Baade Trus

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John A. Levesque, IRA, Claimant v. Citigroup Global Markets, Inc., f/k/a/ Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents Case Number: 03-06512 Hearing Site: Las Vegas, Nevada Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: James Richard Hooper, Esq. Hooper & Weiss, L.L.C. Orlando, Florida For Responden

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Marion Frager Albert S. Frager, TTEE FBO Marion Frager Trust Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack Grubman Case Number: 03-06510 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Marion Frager and Alber

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-06509 Carol M. Lott, IRA Name nf the Respondents Rearing Site: Philadelphia, Pennsylvania Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person RP.PRKSF.NTATTON OF PARTTFS Claimant, Carol M. Lott, IRA, hereinafter referred to as "Claimant", was repre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Charles H. Schafer, Claimant v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents Case Number: 03-06506 Hearing Site: Las Vegas, Nevada Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: James Richard Hooper, Esq. Hooper & Weiss, L.L.C. Orlando, Florida For Respondents