Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-06176 Gary A. Friedman and Lisa E. Friedman, individually and jointly; Friedman and Friedman, P.A, Pension & Profit Sharing Plan, Gary A. Friedman, Trustee; Gary Friedman IRA, and Friedman Family Limited Partnership, Gary A. Friedman, General Parnter Name of the Respondent Hearing Site: Boca Raton, FL Merrill Lynch, Pierce, Fenner

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Craig P. Mackay Craig P. Mackay and Luisa Mackay JTWROS Name of the Respondent Merrill Lynch, Pierce, Fenner and Smith, Inc. Case Number: 03-06175 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Craig P. Mackay and Craig P. Mackay and Luisa Mackay JTWROS, hereinafter collectively r

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Jean L. Morrison TOD Robert R. Morrison, and NFS/FMTC IRA FBO Jean L. Morrison vs. Names of Respondents Comerica Securities, Dewey D. Steffen, and Mark F. McFee Case Number: 03-06174 Hearing Site: Detroit, Michigan NATURE OF CASE Customers v. Member Firm and Associated Persons REPRESENTATION OF PARTIES Jean L. Morrison TOD Rob

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number! 03-06170 Paul and Flora Angelucci Names of the Respondents Hearing Site- Philadelphia, PA Gerald R. Browne Merrill Lynch, Pierce, Fenner & Smith, Inc. Nature of the Dispute: Customers vs. Member and Associated Person RF.PttFSF.NTATTON OF PARTTFS Claimants, Paul and Flora Angelucci, hereinafter collectively referred to as "Claima

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06165 Patricia S. Boykin and Patricia S. Boykin SEP IRA, Claimants v. Morgan Keegan & Company, Inc., Respondent. ATTORNEYS: For Claimants, Patricia S. Boykin and Patricia S. Boykin SEP IRA, ("Claimants") appeared Samuel T. Brannan, Esq., of the firm Page Perry, LLC, formerly J. Boyd Page & Associates, LLC, Atlanta, GA. For Respondent, Morgan Keegan & Company, Inc., ("Respondent"), appear

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06164 Ryan Beck & Co., Inc., Claimant v. Bret M. Shapiro, Respondent. ATTORNEYS: For Claimant, Ryan Beck & Co., Inc., ("Claimant"), appeared through their registered agent, Michael S. Colombo, StreetWide Asset Recovery Group, Inc., Lyndhurst, NJ. Respondent, Bret M. Shapiro, ("Respondent"), did not submit an answer in this case. NATURE OF DISPUTE: Member v. Associated Person DATE FILED

Award NASD Dispute Resolution In the Matter of the Arbitration Between: NGA Inc. (Claimant) vs. Merrill Lynch, Pierce, Fenner & Smith and Mark Justin (Respondents) Case Number: 03-06160 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant NGA Inc. hereinafter referred to as "Claimant": Norman Goldstein, President, NGA Inc., Hicksville, NY. Respondents Merrill Lynch, Pie

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case-Number: 03-06158 Stuart Hirsch, M.D. Ellin R. Hirsch Name of the Respondents: Hearing Site: Philadelphia, PA Merrill Lynch, Pierce, Fenner & Smith, Inc. Alane Siem Jay Siem Merrill Lynch & Co., Inc. Nature of the Dispute: Customers vs. Member, Associated Persons, and Non-Member REPRESENTATION OF PARTIES Claimants, Stuart Hirsch, M.D. an

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Aristotle Pappajohn and 01-01633 Minneapolis, Minnesota Name of Respondent U.S. Bancorp Piper Jaffray, Inc. REPRESENTATION OF PARTIES Aristotle Pappajohn ("Claimant") was represented by Randall E. Nielsen, Esq., Pappajohn, Schriver, Eide & Nicholas, P.C., Mason City, Iowa. U.S. Bancorp Piper Jaffray, Inc. ("Respondent") was represented by Mark S

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Paul and Lenore Bey, as Trustees of the Bey Revocable Living Trust, Claimants v. Salomon Smith Barney, Inc. and Robert Breen, Respondents Case Number: 00-00747 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: James A. Sigler, Esq. Law Offices of James A. Sigler Granada Hills, California For Respondents: Linda R. Alpert, Esq. Salomo