AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Mary Corcoran Hakala and Name of Respondents Fifth Third Securities, Inc. and Terrence A. Newman Case Number: 03-05787 Hearing Site: Chicago, Illinois NATURE OF DISPUTE Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Mary Corcoran Hakala or, ("Claimant"), was represented by Erwin Cbhn Esq., of Cohn & Cohn located in Chi

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Horst and Nicole Langecker as Co-Trustees for the Langecker Family Trust UA DTD 11/8/93, Claimants v. UBS Financial Services Inc. file/a UBS PaineWebber Inc. and David A. Jones, Respondents Case Number: 03-05782 Hearing Site: Reno, Nevada Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Thomas C. Bradley, Esq. Sinai, S

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number! 03-05781 Charles and Regina Bardin Name of the Respondents Hearing Site: Pittsburgh, PA J J.B. Billiard, W.L. Lyons, Inc. Michael A. Wein Nature of the Dispute: Customers vs. Member and Associated Person. RRPRFSFNTATION OF PARTIES Claimants, Charles and Regina Bardin, hereinafter collectively referred to as "Claimants", were represented

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-05776 Regina McDonough Names of the Respondents Hearing Site: Orlando, Florida Morgan Stanley Dean Witter Kurt Kuhlman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Regina McDonough, hereinafter referred to as "Claimant": Richard J. Lantinberg, Esq., Cooper Ridge & Lantinber

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Joe] S. Jacobson Names of the Respondents Wachovia Securities, LLC as successor to Prudential Securities Incorporated Mary Ellen Kay Douglas F. Culver Prudential Equity Group, Inc. Case Number: 03-05775 Hearing Site: Atlanta, Georgia Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-05770 Roslyn Newberg Lillian Newberg Names of the Respondents Hearing Site: Boca Raton, Florida First Union Securities n/k/a Wachovia Securities, LLC Scott Eisler Nature of Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Roslyn Newberg and Lillian Newberg, hereinafter collectively refe

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-05764 Paul E. and Dolores M. Stanley Capital Resource Account, Dolores M. Stanley IRA and Sharleen Stanley-Huddle, Claimants v. Kevin Auguste Carroll and Wachovia Securities, LLC, Respondents. ATTORNEYS: For Claimants, Paul E. and Dolores M. Stanley Capital Resource Account, Dolores M. Stanley IRA and Sharleen Stanley-Huddle, (collectively "Claimants"), appeared David P. Meyer, Columbus,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Frances Politano (Claimant) v. Citigroup Global Markets, Inc. i7k/a Salomon Smith Barney, Inc., Dianne Dileo Deifino, and Ronald Casanova (Respondents) Case Number: 03-05762 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant Frances Politano ("Politano") hereinafter referred to as "Claimant

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Linda DiGennaro (Claimant) v. Josephthal & Co., Inc. and Stephen A. Dallatorre (Respondents) Case Number: 03-05761 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Linda DiGennaro ("DiGennaro") hereinafter referred to as "Claimant": John E. Lawlor, Esq., Mineola, NY. Respondents Josephthal & Co.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Berry-Shino Securities, Inc., (Claimant) vs. George Munch and David Monaco, (Respondents) Case Number: 01-01611 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Berry-Shino Securities, Inc., hereinafter referred to as "Claimant": R. Matthew Shino, President, Berry-Shino Securities, Inc, Phoenix, AZ. Previously represented by: Michael S. Colombo, StreetWide Asset