Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Norman Somberg and Paula M. Somberg, JTWROS Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 03-05291 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Norman Somberg and Paula M. Somberg,

—Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf the Claimant Bet Tarrant Names nf the Respondents Citigroup Global Markets, Inc. fk/a Salomon Smith Barney, Inc. Jack B. Grubman r- 03-05288 Hearing Site! Charlotte, North Carolina Nature of the Dispute: Customer vs. Member and Associated Person. RF.PRKSKNTATTON OF PARTTF.S Claimant, Bet Tarrant, hereinafter referred to as "Claimant", was represented by James

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Chrysanthy Ricciardi, IRA Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 03-05286 Hearing Site: New Orleans, LA Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Chrysanthy Ricciardi, IRA, hereinafter referred to as "Claimant"

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the Claimants Stephen and Kay Bolf Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman P.ase Number- 03-05283 Hearing Site: Charlotte, North Carolina Nature of the Dispute: Customer vs. Member and Associated Person. RF.PRRSKNTATTON OF P ARTIES Claimants, Stephen and Kay Bolf, hereinafter referred to as

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-05280 Alan I. Nachman, (Claimant) vs. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, (Respondents) ATTORNEYS: For Claimant appeared Michael B. Lynch, Esq., of the firm Hooper & Weiss, LLC, Orlando, FL. For Respondents appeared John D. Perry, Esq., of the firm Greenberg Traurig, P.A., Boca Raton, FL. NATURE OF DISPUTE: Customer v. Member and Associate

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Jack S. Nachman Names of the Respondents Citigroup Global Markets, Inc. Jack B. Grubman Case Number: 03-05279 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Jack S. Nachman, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., Hooper & Weiss, L.L.C.,

AWARD 11/11/05 NASD Dispute Resolution. Inc. CASE No. 03-05278 In the Matter Of: Claimant: Audrea Weitzman Respondents: Citigroup Global Markets, Inc Salomon Smith Barney Inc Jack B. Grubman Hearing Site: One Liberty Plaza, 165 Broadway, 27 th Fl; Mediation Room B [11/9/05 and 11/10/05] NYC. Dates of Final Hearing: October 27, 2005; Nov 9, 2005; Nov 10, 2005; Nov 11, 2005 Nature of Disputg: Customer vs. Member and Associated Pers

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Brian Howard Woodrow and Howard S. Woodrow and Name of Respondent Charles Schwab & Co., Inc. Case Number: 01-01544 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Brian Howard Woodrow and Howard S. Woodrow ("Claimants") were represented by Susan Payne Woodrow, Esq., Waterford, Michigan Charles Schwab & Co., Inc. ("Respondent") was

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard Clayton Evans and Susan Parmele Evans, JTWROS, and Richard Clayton Evans IRA (Claimants) v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman (Respondents) Case Number: 03-05273 Hearing Site: Albany, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Richard Clayton Evans and S

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-05270 Carol Bubeck Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Carol Bubeck, hereinafter referred to as "Claimant": James Richard Hooper, Esq. and