Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants iTed J. Sampey, IRA Betty A. Sampey, IRA Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-05269 Hearing Site: New Orleans, LA Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Ted J. Sampey, IRA and Betty A. Sampey, IRA

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Kathy Cordero Names of the Respondents Citigroup Global Markets, Inc., file/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-05264 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Kathy Cordero, hereinafter referred to as "Claimant": Michael B. Lynch,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-05258 David Hunter, (Claimant) vs. Citigroup Global Markets, Inc., and Jack B. Grubman, (Respondents) ATTORNEYS: For Claimant appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents appeared Mark L. Parmelee, Esq., of the firm Greenberg Traurig, LLP, New York, NY. NATURE OF DISPUTE: Customer v. Member and Associated^erson DATE FILED

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-05257 Carl M.McDaniel, IRA Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Carl M. McDaniel, IRA, hereinafter referred to as "Claimant": William B. You

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Frank lovanella (Claimant) v. Salomon Smith Barney (Respondent) Case Number: 03-05254 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Claimant, Frank lovanella ("lovanella") hereinafter referred to as "Claimant": W. Thomas Smith, Esq., Sugarman & Sugarman PC, Boston, MA. Respondent, Salomon Smith Barney n/k/a Citigroup Glo

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Steve Dwyer and Barbara Dwyer v. 03-05250 Denver, Colorado Respondents Merrill Lynch Pierce Fenner & Smith, Inc. and James A. Betzig Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Steve Dwyer and Barbara Dwyer ("Claimants") were represented by Steve A. Miller, Esq., Denver, Colorado. Merrill Lynch Pierce Fenner & Smit

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Bryan J. Herta and Janette M. Herta, Claimants v. Donaldson, Luikin & Jenrette Securities Corporation n/k/a Pershing LLC, Respondent i i i Case Number: 03-05247 Hearing Site: Los Angeles, California Nature of the Dispute: Customers v. Member REPRESENTATION OF PARTIES For Claimants: Roger P. Sugarman, Esq. Kegler, Brown, Hill & Ritter Columbus, Ohio For Respon

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Jack R. and Diana Bonczynski, Stanley J. Cernoch, Harry G. and Rosemary R. Dinwiddie, jointly and for his IRA, Kenneth W. Frazier, Fred B. and Charlene Himburg, jointly and for his IRA, Kenneth T. and Linda M. Howell, jointly and for his IRA, Raymond Martin, James R. Poepsel, Bruce Simpson, Carolyn P. Simpson, Forrest G. Speer, Jess Maybin, and Eugene a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant William M. Cooper Names of the Respondents Milestone Financial Services, Inc. Louis Ward Joseph C. Broyles John Bergen James Byrns Case Number: 03-05244 Hearing Site: New Orleans, LA Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For William M. Cooper, hereinafter referred to as "Claimant"

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Tom 1. McFerrin and Name of Respondent Merrill Lynch, Pierce, Fenner& Smith, Inc. Case Number: 03-05239 Hearing Site: Houston, Texas NATURE OF DISPUTE Customer v. Member Firm REPRESENTATION OF PARTIES Tom I. McFerrin ("Claimant") was represented by Russell C. Silverglate, Esq., Dickenson, Murphy, Rex and Sloan, Boca Raton, Florida.