Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-05093 Joseph and Nancy Meder Names nf the Respondents Hearing Site- Pittsburgh, PA Salomon Smith Barney n/k/a Citigroup Global Markets, Inc. and Colin Rosenberg Nature of Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES Claimants, Joseph and Nancy Meder, hereinafter collectively referred to as

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Lawrence Luxenberg Anne Luxenberg Names of the Respondents Barry Financial Group, Inc. Asset Management Securities Corp. James A. Barry, Jr. Case Number: 03-05092 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer v. Non-Member, Member and Associated Person. REPRESENTATION OF PARTIES For Lawrence Luxenberg and

Stipulated Award NASD In the Matter of the Arbitration Between: Name of the Claimant The Ida Mae Corenblum Revocable Living Trust Names of the Respondents/Third Party Claimants Dean Witter Reynolds, Inc Scott Donato Names of theThird Party Respondents Stanley Corenblum Ida Mae Corenblum Case Number: 01-01530 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For The Ida Mae Corenblum Revocable Living Trust, hereinafter r

Award NASD Dispute Resolution Ir) the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-05090 UBS Financial Services Inc. Name of the Respondent Hearing Site: Atlanta, Georgia Scott M. Butler * * Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For UBS Financial Services, Inc., hereinafter referred t6 as "Claimant": Michael F. Braun, Esq. and William M. Ejzak, Esq., Schuyler, Roche & Zw

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names; nf thp riai'mants Case Number- 03-05084 Robin O. King Custodial Account for Stephanie King p T?espnnHf*ntR Rearing Site: Raleigh, NC Merrill Lynch, Pierce, Fenner & Smith, Inc. Cynthia Clark Nature of the Dispute: Customers v. Member and Associated Person. RF.PRFSFNTATTON OF PARTIES Claimants, Robin O. King and Custodial Account for Stephanie King, here

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant TIMOTHY RICHARD GRIFFIN and TIMOTHY RICHARD GRIFFIN TRUST U/A DTD 5/9/01 and 03-05082 Phoenix, Arizona Name of Respondents PRUDENTIAL SECURITIES INCORPORATED N/K/A PRUDENTIAL EQUITY GROUP, INC. andPINACARINO Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants Timothy Richard Griffin a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Vincent Leogrande (Claimant) v. Glenn Michael Financial, Inc., Francine Lanaia, and Peter Muratore (Respondents) Case Number: 03-05077 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Terminated Member and Associated Persons. REPRESENTATION OF PARTIES Claimant Vincent Leogrande ("Leogrande") hereinafter referred to as "Claimant": Timothy Feil, Esq., Finkelste

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marie A. Bell, Claimant v. A.G. Edwards & Sons, Inc., Respondent Case Number: 03-05075 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES For Claimant: Brett A. Alcala, Esq. Alcala Law Firm San Mateo, California For Respondent: Matthew Salamon, Esq. A.G. Edwards & Sons, Inc. St. Louis, Missouri CASE INFORM

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Numher: 03-05074 Ying Chun Yeung Kai Sun Yeung Name nf the Respondent Hearing Site- Philadelphia, PA Jun Yang, Administratrix of the Estate Of Shu Ming Feng Name nf the ThirH-Party Respondent Clark Street Capital, Inc. Nature of the Dispute: Customers vs. Associated Person. RFPKFSFNTATTON Off PARTIES Claimants Ying Chun Yeung and Kai Su

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of thf> Tlaimant Case Number! 03-05073 Larry Madres, Individually and As Custodian for Joseph and Brett Madres, UGMA Names nf th^ Respondents Hearing Site- Philadelphia, Pennsylvania A.G. Edwards & Sons, Inc. George Melvin Schwartz, Jr. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant, Larry Madres, Indi