Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-05011 Jobino Fernandez Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc. f/k/a/ Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Jobino Fernandez, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., H

CASE: 05-05010 William R. Bussey, Claimant v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack 84 Grubman, Respondent ATTORNEYS: For Claimant appeared Michael B. Lynch, Esq., of Hooper & Weiss, L.L.C., Orlando, FL. For Res^ndeats appeared Bradford-D-.- Kaufman, Esq. and JannaS. Nugent, Esq., of Greenberg Traiirig, West Palm Beach, FL. NATURE OF DISPUTE: Customer v. Member and Associated Person DATE FILED: My 7, 2003 CAS

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Albert and Irene Jenks, Albert Jenks Trust, Albert Jenks and Andrew Peppard, TTEES, Albert T. Jenks IRA, Albert T. Jenks CUST for Thomas Jenks UTM, Irene L. Jenks IRA, Albert Jenks GUST for Andrew Jenks UTM, Irene Jenks Trust, Irene L. Jenks and Andrew Peppard, TTEES, Windblown Cross Country Skiing Money Purchase Plan for Albert T. Jenks, Windblown Cross Country Skiing Money Purchase Pl

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-05003 Peter E. Brulatour Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Peter E. Brulatour, hereinafter referred to as "Claimant": Michael B. Lynch, Es

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Leah Csapo, Claimant v. American Express Financial Advisors, Inc. and Peter M. Langlois, Respondents Case Number: 01-01521 Hearing Site: San Francisco, California REPRESENTATION OF PARTIES For Claimant: Leah Csapo In Pro Per San Francisco, California For Respondents: Chad Weaver Nash and Edgerton Hermosa Beach, California CASE INFORMATION Statement of C

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Ralph M. Snyder, It and 03-04995 Nashville, Tennessee Name of Respondents Morgan Stanley DW Inc. Richard P. Wilkinson Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Ralph M. Snyder, n ("Claimant") appeared pro se. Morgan Stanley DW Inc. and Richard P. Wilkinson ("Respondents") were represented by Richard

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04994 Stephen C. Mull Name of the Respondent Hearing Site: Chicago, Illinois Merrill Lynch Pierce Fenner & Smith, Inc. NATURE OF THE DISPUTE Customer v. Member Firm REPRESENTATION OF PARTIES Arthur S. Gold, Esq., of Gold & Coulson, LLC located in Chicago, Illinois, represented Claimant Stephen C. Mull, ("Mull"). Andrew Fallon, Esq

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Stanley B. Leedy TTEE FBO Stanley B. Leedy Stanley B. Leedy TTEE FBO Vangine L. Leedy Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04989 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04987 Stanley L. Harrison and Martina A. Harrison, JTWROS Stanley L. Harrison, Individually Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Stanley L. H

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Florence S. Molnar (Claimant) v. A.G. Edwards & Sons, Inc. and Frank Taylor (Respondents) Case Number: 03-04982 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Florence S. Molnar ("Molnar") hereinafter collectively referred to as "Claimant" appeared pro se. Respondents A.G. Edwards & Sons, Inc.