Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Muriel Israel Trustee FBO Muriel Israel Names of the Respondents Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. JackB. Grubman Case Number: 03-04877 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Muriel Israel Trustee FBO Muriel Israel, hereinaf

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04876 Gertrude Marks, Claimant v. Citigroup Global Markets, Inc. ffk/a Salomon Smith Barney, Inc. and Jack B. Gnibman, Respondents ATTORNEYS: For Claimant Gertrude Marks ("Claimant") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents Citigroup Global Markets, Inc. flk/a Salomon Smith Barney, Inc. and Jack B. Grubman (collectively "Respon

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04875 Roy P. Flaherty, IRA Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Roy P. Flaherty, IRA, hereinafter referred to as "Claimant": William Young, Esq.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION jt r . CASE: 03-04874 Sheldon Klein, Claimant v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack B. Gnibman, Respondents. ATTORNEYS: ' ~~~ ~ " ~ ~ ~ ~ " ~~ For Claimant Sheldon Klein ("Claimant"), appeared James Richard Hooper, Esq., of the firm Hopper & Weiss, LLC, Orlando, FL. For Respondents Citigroup Global Markets, Inc., f/k/a Salomon Sm

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04872 Gayle E. Hassinger Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Gayle E. Hassinger, hereinafter referred to as "Claimant": Michael B. Lynch, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04866 Irving G. Miller and Darlene R. Miller, JTWROS Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Irving G. Miller and Darlene R. Miller, JTWROS, hereina

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Jeremy Dallow, (Claimant) vs. May, Davis Group, Inc., (Respondent) Case Number: 01-01511 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Jeremy Dallow, hereinafter referred to as "Claimant": Lawrence S. Leibowitz, Esq., Wexler & Burkhart, P.C., Mitchel Field, NY. Respondent, May, Davis Group, Inc., hereinafter referred to as "Respondent": Adam L. Goldb

NASD 013 WHE KESOltmON AW AED CASE: Jacqueline Ko, Qaimaztt v, Citignng) Otobal Markets, inc. tfk/a Salomon Smith Barney, lac. cud Jaefc B, Foe Claimant Jacqueline Flo, ("ClattosnHs appeared femes Richard Hooper, Esq-. of tiie fiim .C.J Orlando, FcrK^p< »Bdfiwi% t^tigro^ ^ , appeared Bradford D. Kaufinan, Esq. ? Cw«toma-v fc Mfimbet and Associated PCTSOIL CASE SUMMARY: Qairaattt aBeged that Respood«its viotod each of tfao Allowing: Sectio

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04862 Jewel Daskal and Jordan Daskal JTWROS, Claimants vs. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents. ATTORNEYS: —- _____ For Claimants Jewel Daskal and Jordan Daskal JTWROS, ("Claimants"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando FL. For Respondents, Citigroup Global Markets, Inc., I7k/a Salomon

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Irving Tuchman Name of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04860 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Irving Tuchman ('Tuchman"), hereinafter referred to as "Claimant": Michae