Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Robert W. Goduti Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. JackB.Grubman Case Number. 03-04859 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Robert W. Goduti, hereinafter referred to as "Claimant": William Young,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04857 Robert Wolk and Dorothy Wolk, Trustees of the Wolk Living Trust Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Robert Wolk ("RW") and Dorot

NASD DISPUTE RESOLUTION AWARD - Single Arbitrator Paper Only Case NASD DISPUTE RESOLUTION CASE: 03-04852 Joyce A. Stade and C. Richard Stade, Trustees of the Joyce A. StadeTrust, CLAIMANTS v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, RESPONDENTS ATTORNEYS: For Claimants, Joyce A. Stade and C. Richard Stade, Trusteees of the Joyce A. Stade Trust, appeared James Richard Hooper, Esquire, Ramon I. Melendez, Esquire, a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Hope J. Katz Names of the Respondents Citigroup Global Markets, Inc., #k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04851 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Hope J. Katz, hereinafter referred to as "Claimant": Michael B. Lynch, Esq

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Paulette M. Liebman Names of the Respondents Citigroup Global Markets, Inc., f/k/a Solomon Smith Barney, Inc. Jack Grubman Case Number: 03-04850 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Paulette M. Liebman, hereinafter referred to as "Claimant": James Ric

Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Case Number: 03-04849 Harold Brown Names of the Respondents Hearing Site: Boca Raton> Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Harold Brown, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., Hooper &

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04846 Richard D. Truman Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Richard D. Truman ("Truman"), hereinafter referred to as "Claimant": William B. Y

Award NASD Dispute Resolution In the Matter of the Arbitration Between: James A. Cecire, (Claimant) vs. Josephthal & Co., Inc., Bear Stearns Securities Corp., Michael A. Volpe, and Steven J. Kowitski, (Respondents) Case Number: 01-01510 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, James A. Cecire, hereinafter referred to as "Claimant": Frank Zazzaro, Esq., Montclair, NJ. Respondents, Josephthal & Co., Inc. ("Josephthal") and

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04843 George Fields and Jean W. Fields TTEES FBO George Fields Revocable Trust Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For George Fields and Jean

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Renee Joi Poole Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04842 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Renee Joi Poole, hereinafter referred to as "Claimant": James Richard